Form D · Private Equity Fund

Pin Oak Alternative Income Fund, L.P.

Houston, TX · CIK 0001685425

Offering snapshot reported Apr 24, 2018 · SEC filing

Reported sold
$23.3M
Indefinite offering
Investors reported
90
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Sep 9, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.7M$23.3MSep 26, 2016: $1,825,000.00Sep 26, 2016Nov 20, 2017: $19,442,500.00Nov 20, 2017Apr 24, 2018: $23,312,425.00Apr 24, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$19,442,500 → $23,312,425
  • Reported investors81 → 90
  • Minimum accepted$40,000 → $100,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 24, 2018Amendment$23,312,425$3,869,925vs Nov 20, 201790SEC filing
Nov 20, 2017Amendment$19,442,500$17,617,500vs Sep 26, 201681SEC filing
Sep 26, 2016Initial$1,825,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
Not reported

Source: Form D, filed Apr 24, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PIN OAK ALTERNATIVE INCOME FUND, LP

Investment adviser: PIN OAK INVESTMENT ADVISORS INC

Gross asset value
$32.6M
Beneficial owners
118
ADV minimum commitment
$100K

Reported in Form ADV on Jun 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MELTON & MELTON HOUSTON, Texas, United States
Custodian VERITEX BANK HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MELTON & MELTON
PCAOB 777

Filing source

Form ADV 1440947 · Jun 30, 2020 · Schedule D 7.B.(1), fund 805-4044808998

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Barrett Fund Rouse Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
510 Bering, Suite 100
Houston, TX, 77057