Form D · Hedge Fund

PIMCO-WORLD BANK GEMLOC FUND

Grand Duchy Of Luxembourg, N4 · CIK 0001446930

Offering snapshot reported Feb 7, 2011 · SEC filing

Reported sold: $395M
Investors reported: 4
Minimum accepted: $5M
First sale: Nov 13, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$19,902,480 → $394,902,480
Reported investors2 → 4

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 7, 2011	Amendment	$394,902,480	$375,000,000vs Feb 1, 2010	4	SEC filing
Feb 1, 2010	Amendment	$19,902,480	No comparison	2	SEC filing
Sep 26, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-123038

This is a continuous offering.

Source: Form D, filed Feb 7, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PIMCO-WORLDBANK GEMLOC FUND

Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

Gross asset value: $0
Beneficial owners: 1
ADV minimum commitment: $5M

Reported in Form ADV on Feb 26, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FINANCIAL DATA SERVICES (LUXEMBOURG) LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS S.A.R.L. LUXEMBOURG, Luxembourg

Custodian STATE STREET LUXEMBOURG S.A. LUXEMBOURG, Luxembourg Related to adviser: No

Marketer PIMCO INVESTMENTS LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PIMCO INVESTMENTS LLC
CRD 154957 · SEC 8-68686

Filing source

Form ADV 973169 · Feb 26, 2016 · Schedule D 7.B.(1), fund 805-8861456889

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Craig A. Dawson	Director
Joseph V. Mc Devitt	Director
N/A N/A Pacific Investment Management Company Llc	Promoter
Jeffrey M. Sargent	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

49 Avenue J.F. Kennedy
Grand Duchy Of Luxembourg, N4, L-1855