Form D · Hedge Fund
PIMCO Tail Risk Hedging September Onshore Fund LLC
Newport Beach, CA · CIK 0001589071
Offering snapshot reported Dec 8, 2017 · SEC filing
- Reported sold
- $39.5K Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 1, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 8, 2017 | Amendment | $39,500 | $0vs Dec 2, 2016 | 2 | SEC filing |
| Dec 2, 2016 | Amendment | $39,500 | $0vs Nov 20, 2015 | 2 | SEC filing |
| Nov 20, 2015 | Amendment | $39,500 | $0vs Nov 13, 2014 | 2 | SEC filing |
| Nov 13, 2014 | Amendment | $39,500 | $0vs Apr 2, 2014 | 2 | SEC filing |
| Apr 2, 2014 | Amendment | $39,500 | $0vs Oct 16, 2013 | 2 | SEC filing |
| Oct 16, 2013 | Initial | $39,500 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-204686
OFFERS AND SALES OF LIMITED LIABILITY COMPANY INTERESTS IN THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PIMCO INVESTMENTS LLC | 154957 |
Source: Form D, filed Dec 8, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joshua M. Anderson | Executive |
| Jamil Baz | Executive |
| Vineer Bhansali | Executive |
| David L. Braun | Executive |
| Jennifer S. Bridwell | Executive |
| Sabrina C. Callin | Executive |
| Richard H. Clarida | Executive |
| Michael A. Cudzil | Executive |
| Wendy W. Cupps | Executive |
| Suhail H. Dada | Executive |
| Craig A. Dawson | Executive |
| William G. De Leon | Executive |
| Edward Devlin | Executive |
| Chris P. Dialynas | Executive |
| Jennifer E. Durham | Executive |
| Mohamed A. El Erian | Executive |
| Mohsen Fahmi | Executive |
| Joachim Fels | Executive |
| David N. Fisher Iii | Executive |
| David C. Flattum | Executive |
| Michael A. Gomez | Executive |
| William H. Gross | Executive |
| Sachin Gupta | Executive |
| Gregory W. Hall | Executive |
| Brent R. Harris | Executive |
| Douglas M. Hodge | Executive |
| Brent L. Holden | Executive |
| Jonathan Lane Horn | Executive |
| Jonathan L. Horne | Executive |
| Daniel H. Hyman | Executive |
| Daniel J. Ivascyn | Executive |
| Lew W. Jacobs Iv | Executive |
| Andrew R. Jessop | Executive |
| Nicholas J. Johnson | Executive |
| Mark R. Kiesel | Executive |
| John J. Kirkowski | Executive |
| Kimberley Grace Korinke | Executive |
| Charles Matthew Lahr | Executive |
| Richard R. Lebrun Jr. | Executive |
| David C. Lown | Executive |
| Sudesh N. Mariappa | Executive |
| Rene Martel | Executive |
| Scott A. Mather | Executive |
| Ravinder Kumar Mattu | Executive |
| Ravi Mattu | Executive |
| Paul A. Mcculley | Executive |
| Curtis A. Mewbourne | Executive |
| John M. Miller | Executive |
| Mohit Mittal | Executive |
| Eric J. Mogelof | Executive |
| James F. Moore | Executive |
| Alfred T. Murata | Executive |
| John W. Murray | Executive |
| Robin C. Nabors | Executive |
| Roger O. Nieves | Executive |
| Douglas J. Ongaro | Executive |
| Thomas J. Otterbein | Executive |
| N/A Pacific Investment Management Company Llc | Promoter |
| Saumil H. Parikh | Executive |
| Stephen A. Rodosky | Executive |
| Emmanuel Roman | Executive |
| Jerome M. Schneider | Executive |
| Marc P. Seidner | Executive |
| Robin C. Shanahan | Executive |
| Jonathan D. Short | Executive |
| Cathleen M. Stahl | Executive |
| Thibault Christian Stracke | Executive |
| Peter G. Strelow | Executive |
| Eric M. Sutherland | Executive |
| Joshua T. Thimons | Executive |
| Andrew Taylor Vaden | Executive |
| Qi Wang | Executive |
| Candice Stack Whitten | Executive |
| Susan L. Wilson | Executive |
| Mihir P. Worah | Executive |
| Robert O. Young | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
650 Newport Center Drive
Newport Beach, CA, 92660
Newport Beach, CA, 92660