Form D · Hedge Fund
PIMCO Multi-Asset Volatility Fund IIB Ltd
Newport Beach, CA · CIK 0001730010
Offering snapshot reported Apr 27, 2018 · SEC filing
- Reported sold
- $100M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 23, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 27, 2018 | Initial | $100,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-311176
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECIEVE ANY SALES COMMISSIONS FOR ITS SERVICES.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PIMCO INVESTMENTS LLC | 154957 |
Source: Form D, filed Apr 27, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PIMCO MULTI-ASSET VOLATILITY FUND IIB LTD
Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
- Gross asset value
- $107M
- Beneficial owners
- 1
- ADV minimum commitment
- $100M
Reported in Form ADV on Mar 1, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 1266
PIMCO INVESTMENTS LLC
CRD 154957 · SEC 8-68686
CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Filing source
Form ADV 1274345 · Mar 1, 2019 · Schedule D 7.B.(1), fund 805-5805064459
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jamil Baz | Executive |
| David L. Braun | Executive |
| Elizabeth D. Cantrill | Executive |
| Ricki Chan | Executive |
| Richard H. Clarida | Executive |
| Michael A. Cudzil | Executive |
| Joshua M. Davis | Executive |
| William G. De Leon | Executive |
| Chris P. Dialynas | Executive |
| Jennifer E. Durham | Executive |
| Mohsen Fahmi | Executive |
| Joachim Fels | Executive |
| David N. Fisher Iii | Executive |
| David C. Flattum | Executive |
| Russell D. Gannaway | Executive |
| Michael A. Gomez | Executive |
| Sachin Gupta | Executive |
| Gregory W. Hall | Executive |
| Brent R. Harris | Executive |
| Jonathan L. Horne | Executive |
| Daniel H. Hyman | Executive |
| Daniel J. Ivascyn | Executive |
| Andrew R. Jessop | Executive |
| Nicholas J. Johnson | Executive |
| Mark R. Kiesel | Executive |
| John J. Kirkowski | Executive |
| Richard R. Lebrun Jr. | Executive |
| Sudesh N. Mariappa | Executive |
| Rene Martel | Executive |
| Scott A. Mather | Executive |
| Ravi Mattu | Executive |
| Julie A. Meggers | Executive |
| Mohit Mittal | Executive |
| Eric J. Mogelof | Executive |
| James F. Moore | Executive |
| Alfred T. Murata | Executive |
| John W. Murray | Executive |
| Roger O. Nieves | Executive |
| Julie O'hara | Director |
| Thomas J. Otterbein | Executive |
| N/A Pacific Investment Management Company Llc | Promoter |
| Stephen A. Rodosky | Executive |
| Emmanuel Roman | Executive |
| Jerome M. Schneider | Executive |
| Marc P. Seidner | Executive |
| Robin C. Shanahan | Executive |
| Cathleen M. Stahl | Executive |
| Thibault Christian Stracke | Executive |
| Peter G. Strelow | Executive |
| Eric M. Sutherland | Executive |
| Joshua T. Thimons | Executive |
| Qi Wang | Executive |
| Candice Stack Whitten | Executive |
| Michelle Wilson Clarke | Director |
| Mihir P. Worah | Executive |
| Robert O. Young | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Newport Beach, CA, 92660