Form D · Hedge Fund
PIMCO Multi-Asset Volatility Fund II, L.P.
Newport Beach, CA · CIK 0001718023
Offering snapshot reported Nov 30, 2017 · SEC filing
- Reported sold
- $389M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 1, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 30, 2017 | Initial | $389,213,913 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-299798
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PIMCO INVESTMENTS LLC | 154957 |
Source: Form D, filed Nov 30, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PIMCO MULTI-ASSET VOLATILITY FUND II, LP
Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
- Gross asset value
- $8.84B
- Beneficial owners
- 1
- ADV minimum commitment
- $300M
Reported in Form ADV on Mar 1, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 1266
PIMCO INVESTMENTS LLC
CRD 154957 · SEC 8-68686
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
Filing source
Form ADV 1274345 · Mar 1, 2019 · Schedule D 7.B.(1), fund 805-3698973487
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jamil Baz | Executive |
| David L. Braun | Executive |
| Richard H. Clarida | Executive |
| Michael Anthony Cudzil | Executive |
| William G. De Leon | Executive |
| Chris P. Dialynas | Executive |
| Jennifer E. Durham | Executive |
| Mohsen Fahmi | Executive |
| Joachim Fels | Executive |
| David N. Fisher Iii | Executive |
| David C. Flattum | Executive |
| Michael A. Gomez | Executive |
| Sachin Gupta | Executive |
| Gregory Weston Hall | Executive |
| Brent Richard Harris | Executive |
| Douglas M. Hodge | Executive |
| Jonathan Lane Horne | Executive |
| Daniel Herbert Hyman | Executive |
| Daniel J. Ivascyn | Executive |
| Andrew Richard Jessop | Executive |
| Nicholas J. Johnson | Executive |
| Mark R. Kiesel | Executive |
| John Jeffrey Kirkowski | Executive |
| Richard R. Lebrun Jr. | Executive |
| Sudesh N. Mariappa | Executive |
| Rene Martel | Executive |
| Scott A. Mather | Executive |
| Ravi Mattu | Executive |
| Mohit Mittal | Executive |
| Eric J. Mogelof | Executive |
| James F. Moore | Executive |
| Alfred T. Murata | Executive |
| John William Murray | Executive |
| Roger O. Nieves | Executive |
| Thomas J. Otterbein | Executive |
| N/A Pacific Investment Management Company Llc | Promoter |
| Stephen A. Rodosky | Executive |
| Emmanuel Roman | Executive |
| Jerome M. Schneider | Executive |
| Marc Peter Seidner | Executive |
| Robin Christine Shanahan | Executive |
| Cathleen Meere Stahl | Executive |
| Thibault C. Stracke | Executive |
| Peter G. Strelow | Executive |
| Eric Michael Sutherland | Executive |
| Joshua Theodore Thimons | Executive |
| Qi Wang | Executive |
| Candice Stack Whitten | Executive |
| Mihir P. Worah | Executive |
| Robert O. Young | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Newport Beach, CA, 92660