Form D · Other Investment Fund
PIMCO Money Market Fund Ltd.
Newport Beach, CA · CIK 0001689296
Offering snapshot reported Jan 17, 2020 · SEC filing
- Reported sold
- $1.57B Indefinite offering
- Investors reported
- 325 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 13, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,561,250,760 → $1,565,138,260
- Reported investors324 → 325
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 17, 2020 | Amendment | $1,565,138,260 | $3,887,500vs Dec 10, 2018 | 325 | SEC filing |
| Dec 10, 2018 | Amendment | $1,561,250,760 | $1,553,456,760vs Jan 27, 2017 | 324 | SEC filing |
| Jan 27, 2017 | Initial | $7,794,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-279511
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PIMCO INVESTMENTS LLC | 154957 |
Source: Form D, filed Jan 17, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joshua M. Anderson | Executive |
| Jamil Baz | Executive |
| David L. Braun | Executive |
| Jennifer S. Bridwell | Executive |
| Erin Browne | Executive |
| Elizabeth Davis Cantrill | Executive |
| Ricki Chan | Executive |
| Richard H. Clarida | Executive |
| Michael Anthony Cudzil | Executive |
| Joshua M. Davis | Executive |
| William G. De Leon | Executive |
| Edward Devlin | Executive |
| Pramol Dhawan | Executive |
| Chris P. Dialynas | Executive |
| Jennifer E. Durham | Executive |
| Mohsen Fahmi | Executive |
| Joachim Fels | Executive |
| David N. Fisher | Executive |
| David N. Fisher Iii | Executive |
| David C. Flattum | Executive |
| Russell D. Gannaway | Executive |
| Michael A. Gomez | Executive |
| Sachin Gupta | Executive |
| Gregory Weston Hall | Executive |
| Brent Richard Harris | Executive |
| Douglas M. Hodge | Executive |
| Jonathan Lane Horne | Executive |
| Daniel Herbert Hyman | Executive |
| Daniel J. Ivascyn | Executive |
| Lew W. Jacobs Iv | Executive |
| Andrew Richard Jessop | Executive |
| Nicholas J. Johnson | Executive |
| Alejandro Kersman | Executive |
| Mark R. Kiesel | Executive |
| John Jeffrey Kirkowski | Executive |
| Kimberley G. Korinke | Executive |
| Richard R. Lebrun | Executive |
| Richard R. Lebrun Jr. | Executive |
| Dirk Maxmillian Manelski | Executive |
| Sudesh N. Mariappa | Executive |
| Rene Martel | Executive |
| Scott A. Mather | Executive |
| Ravi Mattu | Executive |
| Julie Ann Meggers | Executive |
| Mohit Mittal | Executive |
| Eric J. Mogelof | Executive |
| James F. Moore | Executive |
| Alfred T. Murata | Executive |
| John William Murray | Executive |
| Roger O. Nieves | Executive |
| Julie O'hara | Director |
| Thomas J. Otterbein | Executive |
| N/A Pacific Investment Management Company Llc | Promoter |
| Stephen A. Rodosky | Executive |
| Emmanuel Roman | Executive |
| Jerome M. Schneider | Executive |
| Marc Peter Seidner | Executive |
| Robin Christine Shanahan | Executive |
| Greg Elliot Sharenow | Executive |
| Adam Shukovsky | Executive |
| Cathleen Meere Stahl | Executive |
| Jason Robert Steiner | Executive |
| Thibault Christian Stracke | Executive |
| Peter G. Strelow | Executive |
| John Joseph Studzinski | Executive |
| Sung Hee Suh | Executive |
| Eric Michael Sutherland | Executive |
| Joshua Theodore Thimons | Executive |
| Andrew T. Vaden | Executive |
| Qi Wang | Executive |
| Jamie Weinstein | Executive |
| Candice Stack Whitten | Executive |
| Susan L. Wilson | Executive |
| Michelle Wilson Clarke | Director |
| Mihir P. Worah | Executive |
| Robert O. Young | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
650 Newport Center Drive
Newport Beach, CA, 92660
Newport Beach, CA, 92660