Form D · Other Investment Fund
PIMCO EqS Pathfinder Private Fund LLC
Newport Beach, CA · CIK 0001478057
Offering snapshot reported Apr 7, 2011 · SEC filing
- Reported sold
- $5.6M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Dec 4, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 7, 2011 | Amendment | $5,600,000 | $0vs Apr 23, 2010 | 1 | SEC filing |
| Apr 23, 2010 | Amendment | $5,600,000 | $0vs Mar 19, 2010 | 1 | SEC filing |
| Mar 19, 2010 | Amendment | $5,600,000 | $0vs Dec 14, 2009 | 1 | SEC filing |
| Dec 14, 2009 | Initial | $5,600,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-136870
OFFERS AND SALES OF LIMITED LIABILITY COMPANY INTERESTS IN THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PIMCO Investments LLC | 154957 | PIMCO Investments LLC · CRD 154957 |
Source: Form D, filed Apr 7, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tammie J. Arnold | Executive |
| Vineer Bhansali | Executive |
| Jennifer S. Bridwell | Executive |
| Sabrina C. Callin | Executive |
| Wendy W. Cupps | Executive |
| Suhail H. Dada | Executive |
| Chris P. Dialynas | Executive |
| Mohamed A. El Erian | Executive |
| David C. Flattum | Executive |
| William H. Gross | Executive |
| Brent R. Harris | Executive |
| Douglas M. Hodge | Executive |
| Brent L. Holden | Executive |
| Daniel J. Ivascyn | Executive |
| Lew Iv W. Jacobs | Executive |
| Lew W. Jacobs Iv | Executive |
| Neel T. Kashkari | Executive |
| Mark R. Kiesel | Executive |
| David C. Lown | Executive |
| Scott A. Mather | Executive |
| Paul A. Mc Culley | Executive |
| Curtis A. Mewbourne | Executive |
| John M. Miller | Executive |
| James F. Moore | Executive |
| Douglas J. Ongaro | Executive |
| Thomas J. Otterbein | Executive |
| N/A N/A Pacific Investment Management Company Llc | Promoter |
| Saumil H. Parikh | Executive |
| N/A N/A Pimco Partners, Llc | Executive |
| William C. Powers | Executive |
| Stephen A. Rodosky | Executive |
| Marc P. Seidner | Executive |
| Jonathan D. Short | Executive |
| W. Scott Simon | Executive |
| Thibault C. Stracke | Executive |
| Richard M. Weil | Executive |
| Susan L. Wilson | Executive |
| Mihir P. Worah | Executive |
| Changhong L. Zhu | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Newport Beach, CA, 92660