Form D · Other Investment Fund

PIMCO Funds: Global Investors Series plc

Dublin 2, L2 · CIK 0001510391

Offering snapshot reported Jan 14, 2011 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 14, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-153798

Source: Form D, filed Jan 14, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PIMCO FUNDS: GLOBAL INVESTORS SERIES PLC, PIMCO EMERGING MULTI-ASSET FUND

Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

Gross asset value
$567M
Beneficial owners
33
ADV minimum commitment
$10M

Reported in Form ADV on Feb 26, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BROWN BROTHERS HARRIMAN DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland
Custodian BROWN BROTHERS HARRIMAN TRUSTEE SERVICES (IRELAND) LIMITED DUBLIN 2, Ireland Related to adviser: No
Marketer PIMCO ASIA PTE LTD SINGAPORE, Singapore Related to adviser: Yes
Marketer PIMCO AUSTRALIA PTY LTD SYDNEY, Australia Related to adviser: Yes
Marketer PIMCO EUROPE LTD LONDON, United Kingdom Related to adviser: Yes
Marketer PIMCO INVESTMENTS LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PIMCO INVESTMENTS LLC
CRD 154957 · SEC 8-68686

Filing source

Form ADV 973169 · Feb 26, 2016 · Schedule D 7.B.(1), fund 805-6059199853

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William Benz Director
Craig Dawson Director
David Kennedy Director
Joseph V. Mc Devitt Director
Michael Meagher Director
N/A N/A Pimco Global Advisors (Ireland) Limited Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Styne House Upper Hatch Street
Dublin 2, L2, 00000