Form D · Other Investment Fund

PIMCO Employee Balboa Bay Fund L.P.

Newport Beach, CA · CIK 0001830161

Offering snapshot reported Jan 4, 2021 · SEC filing

Reported sold: $8.68M
Investors reported: 5
Minimum accepted: $0
First sale: Dec 17, 2020

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 4, 2021	Initial	$8,675,000	No comparison	5	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-385150

Source: Form D, filed Jan 4, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PIMCO EMPLOYEE BALBOA BAY FUND L.P.

Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

Gross asset value: $13.9M
Beneficial owners: 11
ADV minimum commitment: $100K

Reported in Form ADV on Aug 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS COMPANY OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP PHILADELPHIA, Pennsylvania, United States

Custodian STATE STREET KANSAS CITY KANSAS CITY, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Filing source

Form ADV 2129216 · Aug 28, 2026 · Schedule D 7.B.(1), fund 805-9453799393

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Joshua M. Anderson	Executive
Jamil Baz	Executive
David L. Braun	Executive
Erin Browne	Executive
Elizabeth Davis Cantrill	Executive
Ricki Chan	Executive
Michael Anthony Cudzil	Executive
Joshua M. Davis	Executive
Pramol Dhawan	Executive
Chris P. Dialynas	Executive
Jennifer E. Durham	Executive
Mohsen Fahmi	Executive
Patrick Feigley	Executive
Joachim Fels	Executive
David N. Fisher Iii	Executive
David C. Flattum	Executive
Russell D. Gannaway	Executive
Nicolas Granger	Executive
Adam L. Gubner	Executive
Sachin Gupta	Executive
Gregory Weston Hall	Executive
Jonathan Lane Horne	Executive
Daniel Herbert Hyman	Executive
Daniel J. Ivascyn	Executive
Andrew Richard Jessop	Executive
Nicholas J. Johnson	Executive
Alejandro Kersman	Executive
Mark R. Kiesel	Executive
John Jeffrey Kirkowski	Executive
Richard R. Lebrun Jr.	Executive
Dirk Maxmillian Manelski	Executive
Sudesh N. Mariappa	Executive
Rene Martel	Executive
Scott A. Mather	Executive
Ravi Mattu	Executive
Julie Ann Meggers	Executive
Mohit Mittal	Executive
Alfred T. Murata	Executive
John William Murray	Executive
N/A Pacific Investment Management Company Llc	Promoter
Stephen A. Rodosky	Executive
Emmanuel Roman	Executive
Jerome M. Schneider	Executive
Marc Peter Seidner	Executive
Robin Christine Shanahan	Executive
Greg Elliot Sharenow	Executive
Adam Shukovsky	Executive
Cathleen Meere Stahl	Executive
Jason Robert Steiner	Executive
Thibault Christian Stracke	Executive
Peter G. Strelow	Executive
John Joseph Studzinski	Executive
Sung Hee Suh	Executive
Eric Michael Sutherland	Executive
Qi Wang	Executive
Jamie Weinstein	Executive
Candice Stack Whitten	Executive
Robert O. Young	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

650 Newport Center Drive
Newport Beach, CA, 92660