Form D · Hedge Fund

PIMCO Dividend Emerging Market Equity Sector Fund LLC

Newport Beach, CA · CIK 0001637306

Offering snapshot reported Dec 2, 2016 · SEC filing

Reported sold
$33.5M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 2, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.8M$33.5MApr 15, 2015: $15,510,000.00Apr 15, 2015Nov 16, 2015: $33,541,344.00Nov 16, 2015Dec 2, 2016: $33,541,344.00Dec 2, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 2, 2016Amendment$33,541,344$0vs Nov 16, 20151SEC filing
Nov 16, 2015Amendment$33,541,344$18,031,344vs Apr 15, 20151SEC filing
Apr 15, 2015Initial$15,510,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-238015
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
PIMCO INVESTMENTS LLC154957

Source: Form D, filed Dec 2, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Vineer Bhansali Executive
David L. Braun Executive
Jennifer S. Bridwell Executive
Sabrina C. Callin Executive
Richard H. Clarida Executive
Rich Clarida Executive
Wendy W. Cupps Executive
Suhail H. Dada Executive
Craig A. Dawson Executive
William G. De Leon Executive
Edward Devlin Executive
Chris P. Dialynas Executive
Jennifer E. Durham Executive
Mohsen Fahmi Executive
Joachim Fels Executive
David Fisher Executive
David N. Fisher Iii Executive
David C. Flattum Executive
Michael A. Gomez Executive
Brent Richard Harris Executive
Douglas M. Hodge Executive
Brent L. Holden Executive
Jonathan Lane Horne Executive
Daniel Hyman Executive
Daniel J. Ivascyn Executive
Lew W. Jacobs Iv Executive
Andrew R. Jessop Executive
Nicholas J. Johnson Executive
Mark R. Kiesel Executive
Kimberley Grace Korinke Executive
Rick Lebrun Executive
Richard R. Lebrun Jr. Executive
David C. Lown Executive
Sudesh N. Mariappa Executive
Scott A. Mather Executive
Ravi Mattu Executive
Curtis A. Mewbourne Executive
John M. Miller Executive
Mohit Mittal Executive
James F. Moore Executive
Alfred T. Murata Executive
John William Murray Executive
Robin C. Nabors Executive
Douglas J. Ongaro Executive
Thomas J. Otterbein Executive
N/A Pacific Investment Management Promoter
N/A Pacific Investment Management Company Llc Promoter
Stephen A. Rodosky Executive
Jerome M. Schneider Executive
Marc Peter Seidner Executive
Jonathan D. Short Executive
Kim Stafford Executive
Thibault C. Stracke Executive
Peter G. Strelow Executive
Eric Michael Sutherland Executive
Joshua Theodore Thimons Executive
Andrew Taylor Vaden Executive
Qi Wang Executive
Candice Stack Whitten Executive
Susan L. Wilson Executive
Mihir P. Worah Executive
Robert O. Young Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
650 Newport Center Drive
Newport Beach, CA, 92660