Form D · Private Equity Fund

PIMCO Corporate Opportunities Fund IV CE, L.P.

Newport Beach, CA · CIK 0001992588

Offering snapshot reported Mar 7, 2024 · SEC filing

Reported sold: $122M
Investors reported: 2
Minimum accepted: $0
First sale: Sep 21, 2023

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 7, 2024	Amendment	$121,850,000	$0vs Sep 25, 2023	2	SEC filing
Sep 25, 2023	Initial	$121,850,000	No comparison	2	SEC filing

Offering details

Securities: Debt, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-492908

OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
PIMCO INVESTMENTS LLC	154957

Source: Form D, filed Mar 7, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PIMCO CORPORATE OPPORTUNITIES FUND IV CE, L.P.

Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

Gross asset value: $243M
Beneficial owners: 2
ADV minimum commitment: $5M

Reported in Form ADV on Aug 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS COMPANY OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP PHILADELPHIA, Pennsylvania, United States

Custodian STATE STREET KANSAS CITY KANSAS CITY, Missouri, United States Related to adviser: No

Marketer PIMCO INVESTMENTS LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

PIMCO INVESTMENTS LLC
CRD 154957 · SEC 8-68686

Filing source

Form ADV 2129216 · Aug 28, 2026 · Schedule D 7.B.(1), fund 805-4126436388

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Carl Flattum	Executive
Gregory Weston Hall	Executive
Daniel John Ivascyn	Executive
Mark Richard Kiesel	Executive
John Jeffrey Kirkowski	Executive
Kimberley Grace Korinke	Executive
Mohit Mittal	Executive
Alfred Taketo Murata	Executive
N/A Pacific Investment Management Company Llc	Promoter
Sonali Shah Pier	Executive
Emmanuel Roman	Executive
Marc Peter Seidner	Executive
Robin Christine Shanahan	Executive
Greg Elliot Sharenow	Executive
Jason Robert Steiner	Executive
Thibault Christian Stracke	Executive
Peter G. Strelow	Executive
Sung Hee Suh	Executive
Qi Wang	Executive
Candice Stack Whitten	Executive
Jing Yang	Executive
Nadia Zakir	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

650 Newport Center Drive
Newport Beach, CA, 92660