Form D · Private Equity Fund
PIMCO Corporate Opportunities Fund III TE Feeder, L.P.
Newport Beach, CA · CIK 0001806288
Offering snapshot reported Aug 18, 2021 · SEC filing
- Reported sold
- $302M Indefinite offering
- Investors reported
- 41 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 17, 2020 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$300,800,000 → $302,300,000
- Reported investors39 → 41
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 18, 2021 | Amendment | $302,300,000 | $1,500,000vs May 21, 2021 | 41 | SEC filing |
| May 21, 2021 | Amendment | $300,800,000 | $113,250,000vs Jan 7, 2021 | 39 | SEC filing |
| Jan 7, 2021 | Amendment | $187,550,000 | $45,975,000vs Aug 10, 2020 | 33 | SEC filing |
| Aug 10, 2020 | Amendment | $141,575,000 | -$125,575,000vs Mar 31, 2020 | 28 | SEC filing |
| Mar 31, 2020 | Initial | $267,150,000 | No comparison | 22 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-364024
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PIMCO INVESTMENTS LLC | 154957 |
Source: Form D, filed Aug 18, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joshua M. Anderson | Executive |
| Jamil Baz | Executive |
| David L. Braun | Executive |
| Erin Browne | Executive |
| Elizabeth Davis Cantrill | Executive |
| Ricki Chan | Executive |
| Michael Anthony Cudzil | Executive |
| Joshua M. Davis | Executive |
| Pramol Dhawan | Executive |
| Chris P. Dialynas | Executive |
| Jennifer E. Durham | Executive |
| Mohsen Fahmi | Executive |
| Patrick Feigley | Executive |
| Joachim Fels | Executive |
| David N. Fisher Iii | Executive |
| David Carl Flattum | Executive |
| Russell D. Gannaway | Executive |
| Nicolas Granger | Executive |
| Adam L. Gubner | Executive |
| Sachin Gupta | Executive |
| Gregory Weston Hall | Executive |
| Brent Richard Harris | Executive |
| Jonathan Lane Horne | Executive |
| Daniel Herbert Hyman | Executive |
| Daniel John Ivascyn | Executive |
| Andrew Richard Jessop | Executive |
| Nicholas J. Johnson | Executive |
| Alejandro Kersman | Executive |
| Mark Richard Kiesel | Executive |
| John Jeffrey Kirkowski | Executive |
| Kimberley Grace Korinke | Executive |
| Richard R. Lebrun Jr. | Executive |
| Dirk Maxmillian Manelski | Executive |
| Sudesh N. Mariappa | Executive |
| Rene Martel | Executive |
| Scott Alan Mather | Executive |
| Ravi Mattu | Executive |
| Julie Ann Meggers | Executive |
| Mohit Mittal | Executive |
| Eric J. Mogelof | Executive |
| Alfred T. Murata | Executive |
| John William Murray | Executive |
| Roger O. Nieves | Executive |
| Thomas J. Otterbein | Executive |
| N/A Pacific Investment Management Company Llc | Promoter |
| Stephen A. Rodosky | Executive |
| Emmanuel Roman | Executive |
| Jerome Michael Schneider | Executive |
| Marc Peter Seidner | Executive |
| Robin Christine Shanahan | Executive |
| Greg Elliot Sharenow | Executive |
| Adam Shukovsky | Executive |
| Cathleen Meere Stahl | Executive |
| Jason Robert Steiner | Executive |
| Thibault Christian Stracke | Executive |
| Peter G. Strelow | Executive |
| John Joseph Studzinski | Executive |
| Sung Hee Suh | Executive |
| Eric Michael Sutherland | Executive |
| Qi Wang | Executive |
| Jamie Weinstein | Executive |
| Candice Stack Whitten | Executive |
| Mihir P. Worah | Executive |
| Robert O. Young | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Newport Beach, CA, 92660