Form D · Hedge Fund
PIMCO Commodity Core Alpha Offshore Fund Ltd.
Newport Beach, CA · CIK 0001744028
Offering snapshot reported Dec 2, 2022 · SEC filing
- Reported sold
- $556M Indefinite offering
- Investors reported
- 50 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Aug 31, 2018 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$551,023,179 → $556,186,479
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 2, 2022 | Amendment | $556,186,479 | $5,163,300vs Jul 29, 2021 | 50 | SEC filing |
| Jul 29, 2021 | Amendment | $551,023,179 | $120,453,990vs Jan 17, 2020 | 50 | SEC filing |
| Jan 17, 2020 | Amendment | $430,569,189 | $0vs Oct 28, 2019 | 43 | SEC filing |
| Oct 28, 2019 | Amendment | $430,569,189 | $398,569,189vs Dec 10, 2018 | 43 | SEC filing |
| Dec 10, 2018 | Amendment | $32,000,000 | $0vs Sep 12, 2018 | 2 | SEC filing |
| Sep 12, 2018 | Initial | $32,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-321144
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PIMCO INVESTMENTS LLC | 154957 |
Source: Form D, filed Dec 2, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PIMCO COMMODITY CORE ALPHA OFFSHORE FUND LTD.
Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
- Gross asset value
- $0
- Beneficial owners
- 17
- ADV minimum commitment
- $5M
Reported in Form ADV on Jan 17, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 1266
PIMCO INVESTMENTS LLC
CRD 154957 · SEC 8-68686
Filing source
Form ADV 1700289 · Jan 17, 2023 · Schedule D 7.B.(1), fund 805-3409330682
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joshua M. Anderson | Executive |
| Jamil Baz | Executive |
| David L. Braun | Executive |
| Erin Browne | Executive |
| Elizabeth Davis Cantrill | Executive |
| Ricki Chan | Executive |
| Richard H. Clarida | Executive |
| Michael Anthony Cudzil | Executive |
| Joshua M. Davis | Executive |
| Pramol Dhawan | Executive |
| Chris P. Dialynas | Executive |
| Jennifer E. Durham | Executive |
| Mohsen Fahmi | Executive |
| Joachim Fels | Executive |
| David N. Fisher Iii | Executive |
| David Carl Flattum | Executive |
| Russell D. Gannaway | Executive |
| Michael A. Gomez | Executive |
| Sachin Gupta | Executive |
| Gregory Weston Hall | Executive |
| Brent Richard Harris | Executive |
| Jonathan Lane Horne | Executive |
| Daniel Herbert Hyman | Executive |
| Daniel John Ivascyn | Executive |
| Andrew Richard Jessop | Executive |
| Nicholas J. Johnson | Executive |
| Alejandro Kersman | Executive |
| Mark Richard Kiesel | Executive |
| John Jeffrey Kirkowski | Executive |
| Kimberley Grace Korinke | Executive |
| Richard R. Lebrun Jr. | Executive |
| Dirk Maxmillian Manelski | Executive |
| Sudesh N. Mariappa | Executive |
| Rene Martel | Executive |
| Scott Alan Mather | Executive |
| Ravi Mattu | Executive |
| Julie Ann Meggers | Executive |
| Mohit Mittal | Executive |
| Eric J. Mogelof | Executive |
| Alfred T. Murata | Executive |
| John William Murray | Executive |
| Roger O. Nieves | Executive |
| Julie O'hara | Director |
| Thomas J. Otterbein | Executive |
| N/A Pacific Investment Management Company Llc | Promoter |
| Stephen A. Rodosky | Executive |
| Emmanuel Roman | Executive |
| Jerome Michael Schneider | Executive |
| Marc Peter Seidner | Executive |
| Robin Christine Shanahan | Executive |
| Greg Elliot Sharenow | Executive |
| Adam Shukovsky | Executive |
| Cathleen Meere Stahl | Executive |
| Jason Robert Steiner | Executive |
| Thibault Christian Stracke | Executive |
| Peter G. Strelow | Executive |
| John Joseph Studzinski | Executive |
| Sung Hee Suh | Executive |
| Eric Michael Sutherland | Executive |
| Joshua Theodore Thimons | Executive |
| Qi Wang | Executive |
| Jamie Weinstein | Executive |
| Candice Stack Whitten | Executive |
| Michelle Wilson Clarke | Director |
| Mihir P. Worah | Executive |
| Robert O. Young | Executive |
| Nadia Zakir | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Newport Beach, CA, 92660