Form D · Hedge Fund
PIMCO Combined Alpha Strategies Offshore Fund Ltd
Newport Beach, CA · CIK 0001389537
Offering snapshot reported Jan 17, 2020 · SEC filing
- Reported sold
- $946M Indefinite offering
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Feb 1, 2007 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 17, 2020 | Amendment | $946,185,657 | $0vs Dec 10, 2018 | 4 | SEC filing |
| Dec 10, 2018 | Amendment | $946,185,657 | $0vs Dec 8, 2017 | 4 | SEC filing |
| Dec 8, 2017 | Amendment | $946,185,657 | $0vs Dec 1, 2016 | 4 | SEC filing |
| Dec 1, 2016 | Amendment | $946,185,657 | $0vs Nov 16, 2015 | 4 | SEC filing |
| Nov 16, 2015 | Amendment | $946,185,657 | $0vs Nov 13, 2014 | 4 | SEC filing |
| Nov 13, 2014 | Amendment | $946,185,657 | $0vs Apr 2, 2014 | 4 | SEC filing |
| Apr 2, 2014 | Amendment | $946,185,657 | $0vs Mar 28, 2013 | 4 | SEC filing |
| Mar 28, 2013 | Amendment | $946,185,657 | $18,000,000vs Mar 27, 2012 | 3 | SEC filing |
| Mar 27, 2012 | Amendment | $928,185,657 | $0vs Mar 29, 2011 | 3 | SEC filing |
| Mar 29, 2011 | Amendment | $928,185,657 | -$201,721,343vs Apr 1, 2010 | 3 | SEC filing |
| Apr 1, 2010 | Amendment | $1,129,907,000 | $184,907,000vs Apr 9, 2009 | 3 | SEC filing |
| Apr 9, 2009 | Amendment | $945,000,000 | No comparison | Not reported | SEC filing |
| Feb 1, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-99848
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PIMCO INVESTMENTS LLC | 154957 |
Source: Form D, filed Jan 17, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PIMCO COMBINED ALPHA STRATEGIES OFFSHORE FUND LTD.
Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
- Gross asset value
- $0
- Beneficial owners
- 1
- ADV minimum commitment
- $5M
Reported in Form ADV on Feb 25, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Fund administrator
SEI GLOBAL SERVICES, INC.
OAKS, Pennsylvania, United States
Investor statements: Yes (provided to all investors)
Related to adviser: No
Auditor
PRICEWATERHOUSECOOPERS LLP
GRAND CAYMAN, Cayman Islands
Custodian
STATE STREET KANSAS CITY
KANSAS CITY, Missouri, United States
Related to adviser: No
Marketer
PIMCO INVESTMENTS LLC
NEW YORK, New York, United States
Related to adviser: Yes
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 1266
PIMCO INVESTMENTS LLC
CRD 154957 · SEC 8-68686
Filing source
Form ADV 1608974 · Feb 25, 2022 · Schedule D 7.B.(1), fund 805-5920972623
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Roisin Addlestone | Director |
| Joshua M. Anderson | Executive |
| Tammie J. Arnold | Executive |
| Jamil Baz | Executive |
| Vineer Bhansali | Executive |
| David L. Braun | Executive |
| Jennifer S. Bridwell | Executive |
| Erin Browne | Executive |
| Sabrina C. Callin | Executive |
| Elizabeth Davis Cantrill | Executive |
| Ricki Chan | Executive |
| Richard H. Clarida | Executive |
| Michael Anthony Cudzil | Executive |
| Wendy W. Cupps | Executive |
| Suhail H. Dada | Executive |
| Joshua M. Davis | Executive |
| Craig A. Dawson | Executive |
| William G. De Leon | Executive |
| Edward Devlin | Executive |
| Pramol Dhawan | Executive |
| Chris P. Dialynas | Executive |
| Jennifer E. Durham | Executive |
| Mohamed A. El Erian | Executive |
| Mohsen Fahmi | Executive |
| Joachim Fels | Executive |
| David N. Fisher Iii | Executive |
| David C. Flattum | Executive |
| Russell D. Gannaway | Executive |
| Michael A. Gomez | Executive |
| William H. Gross | Executive |
| Sachin Gupta | Executive |
| Gregory Weston Hall | Executive |
| Brent Richard Harris | Executive |
| Douglas M. Hodge | Executive |
| Brent L. Holden | Executive |
| Jonathan Lane Horn | Executive |
| Jonathan Lane Horne | Executive |
| Daniel Herbert Hyman | Executive |
| Daniel J. Ivascyn | Executive |
| Lew W. Jacobs Iv | Executive |
| Andrew Richard Jessop | Executive |
| Nicholas J. Johnson | Executive |
| Neel T. Kashkari | Executive |
| Alejandro Kersman | Executive |
| Mark R. Kiesel | Executive |
| John Jeffrey Kirkowski | Executive |
| Kimberley Grace Korinke | Executive |
| Charles Matthew Lahr | Executive |
| Richard R. Lebrun Jr. | Executive |
| Richard R. Le Brun Jr. | Executive |
| Scott P. Lennon | Director |
| David C. Lown | Executive |
| Dirk Maxmillian Manelski | Executive |
| Sudesh N. Mariappa | Executive |
| Rene Martel | Executive |
| Scott A. Mather | Executive |
| Ravi Mattu | Executive |
| Ravinder Kumar Mattu | Executive |
| Paul A. Mc Culley | Executive |
| Julie Ann Meggers | Executive |
| Curtis A. Mewbourne | Executive |
| John M. Miller | Executive |
| Mohit Mittal | Executive |
| Eric J. Mogelof | Executive |
| James F. Moore | Executive |
| Alfred T. Murata | Executive |
| John William Murray | Executive |
| Robin C. Nabors | Executive |
| Roger O. Nieves | Executive |
| Julie O'hara | Director |
| Douglas J. Ongaro | Executive |
| Thomas J. Otterbein | Executive |
| N/A Pacific Investment Management Company Llc | Promoter |
| Saumil H. Parikh | Executive |
| Georgia Prinsloo | Director |
| Stephen A. Rodosky | Executive |
| Emmanuel Roman | Executive |
| Jerome M. Schneider | Executive |
| Marc Peter Seidner | Executive |
| Robin Christine Shanahan | Executive |
| Greg Elliot Sharenow | Executive |
| Jonathan D. Short | Executive |
| Adam Shukovsky | Executive |
| W. Scott Simon | Executive |
| Cathleen Meere Stahl | Executive |
| Jason Robert Steiner | Executive |
| Thibault Christian Stracke | Executive |
| Peter G. Strelow | Executive |
| John Joseph Studzinski | Executive |
| Sung Hee Suh | Executive |
| Eric Michael Sutherland | Executive |
| Joshua Theodore Thimons | Executive |
| Andrew Taylor Vaden | Executive |
| Qi Wang | Executive |
| Jamie Weinstein | Executive |
| Candice Stack Whitten | Executive |
| Susan L. Wilson | Executive |
| Michelle Wilson Clarke | Director |
| Mihir P. Worah | Executive |
| Robert O. Young | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
650 Newport Center Drive
Newport Beach, CA, 92660
Newport Beach, CA, 92660