Form D · Hedge Fund
PIMCO Cayman Mortgage Fund, a series of PIMCO Cayman Trust
Grand Cayman, E9 · CIK 0001689614
Offering snapshot reported Nov 7, 2017 · SEC filing
- Reported sold
- $1.91M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Oct 31, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,000,000 → $1,913,248
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 7, 2017 | Amendment | $1,913,248 | $913,248vs Nov 14, 2016 | 1 | SEC filing |
| Nov 14, 2016 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-274361
Source: Form D, filed Nov 7, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PIMCO CAYMAN MORTGAGE FUND
Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
- Gross asset value
- $456M
- Beneficial owners
- 2
- ADV minimum commitment
- $100K
Reported in Form ADV on Dec 2, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 1266
PIMCO INVESTMENTS LLC
CRD 154957 · SEC 8-68686
Filing source
Form ADV 1359888 · Dec 2, 2019 · Schedule D 7.B.(1), fund 805-2147963902
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mike Amey | Executive |
| Joshua M. Anderson | Executive |
| Andrew Thomas Balls | Executive |
| Jamil Baz | Executive |
| Vineer Bhansali | Executive |
| Ryan Patrick Blute | Executive |
| Philippe Bodereau | Executive |
| Andrew Bosomworth | Executive |
| David L. Braun | Executive |
| Jennifer S. Bridwell | Executive |
| Geraldine Brigliadori Walsh | Executive |
| Sabrina C. Callin | Executive |
| Richard H. Clarida | Executive |
| Michael Anthony Cudzil | Executive |
| Craig A. Dawson | Executive |
| William G. De Leon | Executive |
| Edward Devlin | Executive |
| Chris P. Dialynas | Executive |
| Jennifer E. Durham | Executive |
| Mohsen Fahmi | Executive |
| Joachim Fels | Executive |
| David N. Fisher Iii | Executive |
| David C. Flattum | Executive |
| Michael A. Gomez | Executive |
| Stuart Thomson Graham | Executive |
| Sachin Gupta | Executive |
| Gregory Weston Hall | Executive |
| Brent Richard Harris | Executive |
| Douglas M. Hodge | Executive |
| Abali Hoilett | Director |
| Brent L. Holden | Executive |
| Jonathan Lane Horne | Executive |
| Peter Huber | Director |
| Daniel Herbert Hyman | Executive |
| Daniel J. Ivascyn | Executive |
| Lew W. Jacobs Iv | Executive |
| Andrew Richard Jessop | Executive |
| Nicholas J. Johnson | Executive |
| Alec Kersman | Executive |
| Mark R. Kiesel | Executive |
| John Jeffrey Kirkowski | Executive |
| Kimberley Grace Korinke | Executive |
| Richard R. Le Brun Jr. | Executive |
| Matthieu Louanges | Executive |
| David C. Lown | Executive |
| Laurent Luccioni | Executive |
| N/A Maples Fs Pct Ltd. | Promoter |
| Sudesh N. Mariappa | Executive |
| Rene Martel | Executive |
| Tomoya Masanao | Executive |
| Scott A. Mather | Executive |
| Akinori Matsui | Executive |
| Ravi Mattu | Executive |
| Ravinder Kumar Mattu | Executive |
| Robert Mead | Executive |
| Curtis A. Mewbourne | Executive |
| Mohit Mittal | Executive |
| Eric J. Mogelof | Executive |
| James F. Moore | Executive |
| Alfred T. Murata | Executive |
| John William Murray | Executive |
| Roger O. Nieves | Executive |
| Douglas J. Ongaro | Executive |
| Thomas J. Otterbein | Executive |
| N/A N/A Pacific Investment Management Company Llc | Promoter |
| Lorenzo P. Pagani | Executive |
| Stephen A. Rodosky | Executive |
| Emmanuel Roman | Executive |
| Jerome M. Schneider | Executive |
| Marc Peter Seidner | Executive |
| Robin Christine Shanahan | Executive |
| Jonathan D. Short | Executive |
| Cathleen Meere Stahl | Executive |
| Thibault C. Stracke | Executive |
| Peter G. Strelow | Executive |
| Eric Michael Sutherland | Executive |
| Joshua Theodore Thimons | Executive |
| Eve Anne Celine Tournier | Executive |
| Andrew Taylor Vaden | Executive |
| Qi Wang | Executive |
| Candice Stack Whitten | Executive |
| Susan L. Wilson | Executive |
| Frank Witt | Executive |
| Mihir P. Worah | Executive |
| Robert O. Young | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Grand Cayman, E9, KY1-1104