Form D · Hedge Fund
PIMCO Capital Securities Fund (Cayman) Ltd
Newport Beach, CA · CIK 0001639868
Offering snapshot reported Jan 12, 2017 · SEC filing
- Reported sold
- $3.23M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 13, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 12, 2017 | Initial | $3,232,886 | No comparison | 1 | SEC filing |
| Apr 29, 2015 | Initial | $1,040,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-278325
Source: Form D, filed Jan 12, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PIMCO CAPITAL SECURITIES FUND (CAYMAN) LTD.
Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
- Gross asset value
- $180M
- Beneficial owners
- 1
- ADV minimum commitment
- $0
Reported in Form ADV on Feb 9, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Filing source
Form ADV 1823601 · Feb 9, 2024 · Schedule D 7.B.(1), fund 805-2380928097
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mike Amey | Executive |
| Joshua M. Anderson | Executive |
| Brian P. Baker | Executive |
| Andrew Thomas Balls | Executive |
| Jamil Baz | Executive |
| William R. Benz Ii | Executive |
| Vineer Bhansali | Executive |
| Ryan Patrick Blute | Executive |
| Philippe Bodereau | Executive |
| Andrew Bosomworth | Executive |
| David L. Braun | Executive |
| Jennifer S. Bridwell | Executive |
| Sabrina C. Callin | Executive |
| Richard H. Clarida | Executive |
| Wendy W. Cupps | Executive |
| Craig A. Dawson | Executive |
| William G. De Leon | Executive |
| Edward Devlin | Executive |
| Chris P. Dialynas | Executive |
| Jennifer E. Durham | Executive |
| Mohsen Fahmi | Executive |
| Joachim Fels | Executive |
| David N. Fisher | Executive |
| David N. Fisher Iii | Executive |
| David C. Flattum | Executive |
| Michael A. Gomez | Executive |
| Brent R. Harris | Executive |
| Douglas M. Hodge | Executive |
| Brent L. Holden | Executive |
| Jonathan L. Horne | Executive |
| Daniel Hyman | Executive |
| Daniel J. Ivascyn | Executive |
| Lew W. Jacobs Iv | Executive |
| Andrew R. Jessop | Executive |
| Nicholas J. Johnson | Executive |
| Mark R. Kiesel | Executive |
| Kimberley G. Korinke | Executive |
| Richard R. Le Brun | Executive |
| Richard R. Le Brun Jr. | Executive |
| Matthieu Louanges | Executive |
| David C. Lown | Executive |
| Virginie Maisonneuve | Executive |
| Sudesh N. Mariappa | Executive |
| Sudesh N. Marippa | Executive |
| Tomoya Masanao | Executive |
| Scott A. Mather | Executive |
| Akinori Matsui | Executive |
| Ravi K. Mattu | Executive |
| Robert Mead | Executive |
| Curtis A. Mewbourne | Executive |
| Mohit Mittal | Executive |
| Eric J. Mogelof | Executive |
| James F. Moore | Executive |
| Alfred T. Murata | Executive |
| John W. Murray | Executive |
| Douglas J. Ongaro | Executive |
| Thomas J. Otterbein | Executive |
| N/A N/A Pacific Investment Management Company Llc | Promoter |
| Lorenzo P. Pagani | Executive |
| Emanuele Ravano | Executive |
| Stephen A. Rodosky | Executive |
| Jerome M. Schneider | Executive |
| Marc P. Seidner | Executive |
| Robin C. Nabors Shanahan | Executive |
| Jonathan D. Short | Executive |
| Thibault Christian Stracke | Executive |
| Christian Stracke | Executive |
| Peter G. Strelow | Executive |
| Geraldine Sundstrom | Executive |
| Eric M. Sutherland | Executive |
| Joshua T. Thimons | Executive |
| Andrew T. Vaden | Executive |
| Qi Wang | Executive |
| Candice Stack Whitten | Executive |
| Susan L. Wilson | Executive |
| Michelle M. Wilson Clarke | Director |
| Mihir P. Worah | Executive |
| Robert O. Young | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Newport Beach, CA, 92660