Form D · Private Equity Fund

PIMCO BRAVO Fund, L.P.

Newport Beach, CA · CIK 0001502143

Offering snapshot reported Aug 17, 2011 · SEC filing

Reported sold
$2.35B
Indefinite offering
Investors reported
89
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 30, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.17B$2.35BDec 15, 2010: $267,700,000.00Dec 15, 2010Apr 5, 2011: $1,282,942,083.00Apr 5, 2011Aug 17, 2011: $2,345,290,000.00Aug 17, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,282,942,083 → $2,345,290,000
  • Reported investors60 → 89

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 17, 2011Amendment$2,345,290,000$1,062,347,917vs Apr 5, 201189SEC filing
Apr 5, 2011Amendment$1,282,942,083$1,015,242,083vs Dec 15, 201060SEC filing
Dec 15, 2010Initial$267,700,000No comparison38SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-151916
Sales commissions are either not received by the brokers or dealers of the issuer or are not an expense of the issuer and are therefore not reflected herein.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Allianz Global Investor Distributors LLC25567
PIMCO Investments LLC154957
Morgan Stanley Smith Barney LLC149777

Source: Form D, filed Aug 17, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PIMCO BRAVO FUND, L.P.

Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

Gross asset value
$650K
Beneficial owners
91
ADV minimum commitment
$5M

Reported in Form ADV on Mar 31, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS COMPANY OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian STATE STREET KANSAS CITY KANSAS CITY, Missouri, United States Related to adviser: No
Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Marketer CITI PRIVATE ADVISORY, LLC NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No
Marketer PIMCO INVESTMENTS LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

MORGAN STANLEY
CRD 149777 · SEC 801-70103

PIMCO INVESTMENTS LLC
CRD 154957 · SEC 8-68686

Filing source

Form ADV 1731819 · Mar 31, 2023 · Schedule D 7.B.(1), fund 805-6769170504

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mike Amey Executive
Tammie J. Arnold Executive
Brian P. Baker Executive
Andrew T. Balls Executive
William R. Benz Ii Executive
Vineer Bhansali Executive
Jennifer S. Bridwell Executive
Sabrina C. Callin Executive
Wendy W. Cupps Executive
Suhail H. Dada Executive
Ivascyn J. Daniel Executive
Craig A. Dawson Executive
Chris P. Dialynas Executive
Mohamed A. El Erian Executive
David C. Flattum Executive
William H. Gross Executive
Brent R. Harris Executive
Douglas M. Hodge Executive
Brent L. Holden Executive
Ki Myung Hong Executive
Daniel J. Ivascyn Executive
Lew W. Jacobs Iv Executive
Neel T. Kashkari Executive
Mark R. Kiesel Executive
David C. Lown Executive
Tomoya Mansanao Executive
Scott A. Mather Executive
Ravinder Kumar Mattu Executive
Paul A. Mc Culley Executive
Joseph V. Mc Devitt Executive
Robert Mead Executive
Curtis A. Mewbourne Executive
John M. Miller Executive
James F. Moore Executive
Douglas J. Ongaro Executive
Thomas J. Otterbein Executive
Pacific Investment Management Company Llc Executive, Promoter
Saumil H. Parikh Executive
Pimco Gp Ix, Llc Executive
Emanuele Ravano Executive
Stephen A. Rodosky Executive
Marc P. Seidner Executive
Jonathan D. Short Executive
W. Scott Simon Executive
Thibault C. Stracke Executive
Makoto Takano Executive
Susan L. Wilson Executive
Mihir P. Worah Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/Opacific Investment Management Company 840 Newport Center Drive
Newport Beach, CA, 92660