Form D · Hedge Fund

PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd.

Newport Beach, CA · CIK 0001577866

Offering snapshot reported Dec 8, 2017 · SEC filing

Reported sold
$90M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 17, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$45M$90MMay 29, 2013: $90,000,000.00May 29, 2013Apr 2, 2014: $90,000,000.00Apr 2, 2014Nov 13, 2014: $90,000,000.00Nov 16, 2015: $90,000,000.00Nov 16, 2015Dec 2, 2016: $90,000,000.00Dec 2, 2016Dec 8, 2017: $90,000,000.00Dec 8, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 8, 2017Amendment$90,000,000$0vs Dec 2, 20161SEC filing
Dec 2, 2016Amendment$90,000,000$0vs Nov 16, 20151SEC filing
Nov 16, 2015Amendment$90,000,000$0vs Nov 13, 20141SEC filing
Nov 13, 2014Amendment$90,000,000$0vs Apr 2, 20141SEC filing
Apr 2, 2014Amendment$90,000,000$0vs May 29, 20131SEC filing
May 29, 2013Initial$90,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-197180
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
PIMCO INVESTMENTS LLC154957

Source: Form D, filed Dec 8, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PIMCO ABSOLUTE RETURN STRATEGY III OVERLAY OFFSHORE FUND LTD.

Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

Gross asset value
$0
Beneficial owners
1
ADV minimum commitment
$5M

Reported in Form ADV on Aug 29, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS COMPANY OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP GEORGETOWN, GRAND CAYMAN, Cayman Islands
Custodian STATE STREET KANSAS CITY KANSAS CITY, Missouri, United States Related to adviser: No
Marketer PIMCO INVESTMENTS LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PIMCO INVESTMENTS LLC
CRD 154957 · SEC 8-68686

Filing source

Form ADV 1136910 · Aug 29, 2017 · Schedule D 7.B.(1), fund 805-7738654191

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Roisin Addlestone Director
Joshua M. Anderson Executive
Jamil Baz Executive
Vineer Bhansali Executive
David L. Braun Executive
Jennifer S. Bridwell Executive
Sabrina C. Callin Executive
Richard H. Clarida Executive
Michael A. Cudzil Executive
Wendy W. Cupps Executive
Suhail H. Dada Executive
Craig A. Dawson Executive
William G. De Leon Executive
Edward Devlin Executive
Chris P. Dialynas Executive
Jennifer E. Durham Executive
Mohamed A. El Erian Executive
Mohsen Fahmi Executive
Joachim Fels Executive
David N. Fisher Iii Executive
David C. Flattum Executive
Michael A. Gomez Executive
William H. Gross Executive
Sachin Gupta Executive
Gregory W. Hall Executive
Brent R. Harris Executive
Douglas M. Hodge Executive
Brent L. Holden Executive
Jonathan Lane Horn Executive
Jonathan L. Horne Executive
Daniel H. Hyman Executive
Daniel J. Ivascyn Executive
Lew W. Jacobs Iv Executive
Andrew R. Jessop Executive
Nicholas J. Johnson Executive
Mark R. Kiesel Executive
John J. Kirkowski Executive
Kimberley Grace Korinke Executive
Charles Matthew Lahr Executive
Richard R. Lebrun Jr. Executive
David C. Lown Executive
Sudesh N. Mariappa Executive
Rene Martel Executive
Scott A. Mather Executive
Ravinder Kumar Mattu Executive
Ravi Mattu Executive
Paul A. Mcculley Executive
Curtis A. Mewbourne Executive
John M. Miller Executive
Mohit Mittal Executive
Eric J. Mogelof Executive
James F. Moore Executive
Alfred T. Murata Executive
John W. Murray Executive
Robin C. Nabors Executive
Roger O. Nieves Executive
Julie O'hara Director
Douglas J. Ongaro Executive
Thomas J. Otterbein Executive
N/A Pacific Investment Management Company Llc Promoter
Saumil H. Parikh Executive
Georgia Prinsloo Director
Stephen A. Rodosky Executive
Emmanuel Roman Executive
Jerome M. Schneider Executive
Marc P. Seidner Executive
Robin C. Shanahan Executive
Jonathan D. Short Executive
W. Scott Simon Executive
Cathleen M. Stahl Executive
Thibault Christian Stracke Executive
Peter G. Strelow Executive
Eric M. Sutherland Executive
Joshua T. Thimons Executive
Andrew Taylor Vaden Executive
Qi Wang Executive
Candice Stack Whitten Executive
Susan L. Wilson Executive
Michelle Wilson Clarke Director
Mihir P. Worah Executive
Robert O. Young Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
650 Newport Center Drive
Newport Beach, CA, 92660