Form D · Commercial Banking
Piermont Bank
New York, NY · CIK 0001781394
Offering snapshot reported Jul 2, 2019 · SEC filing
- Reported sold
- $40M Offering amount: $50M
- Investors reported
- 34 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Jun 25, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 2, 2019 | Initial | $40,014,080 | No comparison | 34 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $100K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-343409
The total amount offered and sold includes $10 million of Common Stock of Piermont Bank ("Piermont") issued upon the combination of an affiliated entity with and into Piermont.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| RBC Capital Markets, LLC | 31194 |
Source: Form D, filed Jul 2, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Wendy Cai Lee | Executive |
| Robert De Stefano | Executive |
| Frank Fusco | Executive |
| Steve La Fredo | Executive |
| Robert Tolomer | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
4 Bryant Park, 3 Rd Floor
New York, NY, 10012
New York, NY, 10012