Form D · Other Technology
Phunware, Inc.
Austin, X1 · CIK 0001665300
Offering snapshot reported Jul 22, 2020 · SEC filing
- Reported sold
- $21.6M Offering amount: $21.6M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 15, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 22, 2020 | Initial | $21,600,000 | No comparison | 1 | SEC filing |
| Apr 2, 2020 | Initial | $3,000,000 | No comparison | 1 | SEC filing |
| Jun 3, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $120K (estimated)
- Form D file number
- 021-371610
For further explanation, please see the Current Report on Form 8-K filed by the Issuer on July 16, 2020.
The amount of the finder fee may increase to up to an additional $480,000 upon increase in the amount of unrestricted principal under the convertible notes.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Canaccord Genuity LLC | 1020 |
Source: Form D, filed Jul 22, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Matt Aune | Executive |
| Keith Cowan | Director |
| Randall Crowder | Director, Executive |
| Luan Dang | Executive |
| Alan Knitowski | Director, Executive |
| Eric Manlunas | Director |
| Lori Tauber Marcus | Director |
| Blythe Masters | Director |
| Kathy Tan Mayor | Director |
| George Syllantavos | Director |
| Kathy Tan Mayor | Director |
| Lori Tauber Marcus | Director |
| Prokopios Tsirigakis | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
7800 Shoal Creek Blvd Suite 230 S
Austin, X1, 78757
Austin, X1, 78757