Form D · Other
PHOENIX MOTOR INC.
Anaheim, CA · CIK 0001879848
Offering snapshot reported Feb 8, 2024 · SEC filing
- Reported sold
- $4.8M Offering amount: $4.8M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 2, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 8, 2024 | Initial | $4,800,000 | No comparison | 4 | SEC filing |
| Nov 2, 2023 | Initial | $3,350,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-504729
Represents the aggregate sale of 4,196,370 shares (at a combined offering price of $1.15) of the Company's common stock in a registered direct offering and warrants to purchase up to 4,196,370 shares of Common Stock in a concurrent private placement.
Source: Form D, filed Feb 8, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Hoong Khoeng Lance Cheong | Director |
| Zhenxing Fu | Director |
| Xiaofeng Denton Peng | Director, Executive |
| John F. Perkowski | Director |
| Steven E. Stivers | Director |
| Sam Van | Director |
| Chris Wang | Director, Executive |
| Lance Zhou | Director |
Issuer details
Industry: Other (See others in industry)
Address:
1500 Lakeview Loop
Anaheim, CA, 92807
Anaheim, CA, 92807