Form D · Private Equity Fund
Phoenix Fund LLC
Guaynabo, PR · CIK 0001798740
Offering snapshot reported Jun 13, 2022 · SEC filing
- Reported sold
- $121M Offering amount: $500M
- Investors reported
- 31 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Sep 25, 2018 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$47,943,000 → $121,306,000
- Reported investors12 → 31
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 13, 2022 | Amendment | $121,306,000 | $73,363,000vs Jan 7, 2020 | 31 | SEC filing |
| Jan 7, 2020 | Initial | $47,943,000 | No comparison | 12 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $7M (estimated)
- Finders' fees
- $3.6M (estimated)
- Form D file number
- 021-357343
Membership Interest or Units
Selling commission is 6% Other fees are 3%
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Francisco Rivera | 2303039 | Pariter Securities LLC · CRD 127836 |
Source: Form D, filed Jun 13, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Edgar J Rivera | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Guaynabo, PR, 00966