Form D · Hedge Fund

Phineus Master Fund, Ltd.

Grand Cayman, E9 · CIK 0001550953

Offering snapshot reported Apr 23, 2015 · SEC filing

Reported sold
$11.5M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Feb 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.75M$11.5MJun 1, 2012: $8,844,966.00Jun 1, 2012May 29, 2013: $9,244,966.00May 29, 2013May 28, 2014: $9,244,966.00May 28, 2014Apr 23, 2015: $11,493,915.00Apr 23, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$9,244,966 → $11,493,915

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 23, 2015Amendment$11,493,915$2,248,949vs May 28, 20142SEC filing
May 28, 2014Amendment$9,244,966$0vs May 29, 20132SEC filing
May 29, 2013Amendment$9,244,966$400,000vs Jun 1, 20122SEC filing
Jun 1, 2012Initial$8,844,966No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-179147

Source: Form D, filed Apr 23, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PHINEUS MASTER FUND, LTD.

Investment adviser: CALAMOS ADVISORS LLC

Gross asset value
$6.18M
Beneficial owners
9
ADV minimum commitment
$1M

Reported in Form ADV on Dec 7, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE CHICAGO, Illinois, United States
Custodian WELLS FARGO SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1054222 · Dec 7, 2016 · Schedule D 7.B.(1), fund 805-8262451886

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Martino Borelli Director
Philip Carter Director
Wayne Ross Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Ugland House, South Church St.
Grand Cayman, E9, KY1-1104