Form D · REITS and Finance

Phillips Edison Grocery Center REIT III, Inc.

Cincinnati, OH · CIK 0001688016

Offering snapshot reported Nov 17, 2017 · SEC filing

Reported sold
$35.3M
Offering amount: $220M
Investors reported
324
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Nov 7, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$17.6M$35.3MNov 17, 2016: $2,575,000.00Nov 17, 2016Nov 17, 2017: $35,273,563.00Nov 17, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,575,000 → $35,273,563
  • Reported investors7 → 324
  • Minimum accepted$100,000 → $50,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 17, 2017Amendment$35,273,563$32,698,563vs Nov 17, 2016324SEC filing
Nov 17, 2016Initial$2,575,000No comparison7SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$20M (estimated)
Finders' fees
$0
Form D file number
021-274732
7% Selling Commission plus 3% Dealer Manager Fee for a total of 10% for shares sold in the primary offering.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Griffin Capital Securities, LLC37739

Source: Form D, filed Nov 17, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
R. Mark Addy Executive
Sigrid Campbell Director
C. Ann Chao Director
Jeffrey S Edison Director, Executive
David W. Garrison Director
[None] Griffin Capital Company Promoter
[None] Griffin Capital Corproation Promoter
Devin I. Murphy Executive
[None] Phillips Edison Grocery Center Reit I, Inc. Promoter
[None] Phillips Edison Limited Partnership Promoter
Jennifer L Robison Executive
David C Rupert Executive
Richard J. Smith Director

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
11501 Northlake Drive
Cincinnati, OH, 45249