Form D · Other Investment Fund
Philadelphia Financial Life Assurance Co Separate Account VL138
Philadelphia, PA · CIK 0001617412
Offering snapshot reported Dec 23, 2014 · SEC filing
- Reported sold
- $9.95M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 17, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 23, 2014 | Initial | $9,950,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-230689
variable life insurance contract
Issuer pays no sales commissions or finders' fees. PFLAC pays all sales commissions or finders' fees from its corporate resources.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| M Holdings Securities, Inc | 43285 | Michael Liebeskind · CRD 1219051 |
Source: Form D, filed Dec 23, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Pflac Philadelphia Financial Life Assurance Company | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
One Liberty Place 1650 Market Street, 54 Th Floor
Philadelphia, PA, 19103
Philadelphia, PA, 19103