Form D · Other Investment Fund
Lombard International Life Assurance Co Separate Account VL135
Philadelphia, PA · CIK 0001612195
Offering snapshot reported Apr 15, 2019 · SEC filing
- Reported sold
- $5M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 12, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$4,000,000 → $5,000,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 15, 2019 | Amendment | $5,000,000 | $1,000,000vs Apr 11, 2018 | 1 | SEC filing |
| Apr 11, 2018 | Amendment | $4,000,000 | $1,000,000vs Mar 17, 2017 | 1 | SEC filing |
| Mar 17, 2017 | Amendment | $3,000,000 | $1,000,000vs Mar 16, 2016 | 1 | SEC filing |
| Mar 16, 2016 | Amendment | $2,000,000 | $1,000,000vs Nov 24, 2014 | 1 | SEC filing |
| Nov 24, 2014 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $16.7K
- Finders' fees
- $0
- Form D file number
- 021-228906
variable life insurance contracts
Issuer pays sales commissions which are equal to a percentage of the premium received by the Issuer. LILAC also pays sales commissions from its corporate resources.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Innovation Partners, LLC | 146344 | Yanique Lawrence · CRD 3234186 |
| Summit Equities, Inc | 11039 | Lawrence Bell · CRD 2227247 |
| World Equity Group, Inc. | 29087 | Francis W. Seneco · CRD 2028425 |
| Purshe Kaplan Sterling Investments | 35747 | Lawrence M. Bell · CRD 2227247 |
Source: Form D, filed Apr 15, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lilac Lombard International Life Assurance Company | Promoter |
| Pflac Philadelphia Financial Life Assurance Company | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Philadelphia, PA, 19103