Form D · Insurance
Philadelphia Financial Life Assurance Co Separate Account VL 121
Philadelphia, PA · CIK 0001533481
Offering snapshot reported Oct 28, 2011 · SEC filing
- Reported sold
- $1M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Oct 21, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 28, 2011 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $10K
- Finders' fees
- $0
- Form D file number
- 021-167952
insurance company separate account interests
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Lawrence Bell | 2227247 | Summit Equities, Inc · CRD 11039 |
| Robert Armstrong | 2256775 | Summit Equities, INc. · CRD 11039 |
Source: Form D, filed Oct 28, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joseph A Fillip | Executive |
| John K Hillman | Director, Executive |
| Kent C Keim | Executive |
Issuer details
Industry: Insurance (See others in industry)
Address:
One Liberty Place 1650 Market Street, 54 Th Floor
Philadelphia, PA, 19103
Philadelphia, PA, 19103