Form D · Other Investment Fund
Philadelphia Financial Life Assurance Co Separate Account VA 122
Philadelphia, PA · CIK 0001632699
Offering snapshot reported Sep 24, 2015 · SEC filing
- Reported sold
- $21.2M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 18, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 24, 2015 | Initial | $21,246,667 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $42.5K
- Finders' fees
- $0
- Form D file number
- 021-248165
variable annuity contracts
Issuer pays sales commissions which are equal to a percentage of the premium received by the Issuer. PFLAC also pays sales commissions from its corporate resources.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| J. Alden Associates, Inc. | 40002 | Bennett S. Meyer · CRD 1495939 |
Source: Form D, filed Sep 24, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Pflac Philadelphia Financial Life Assurance Company | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
One Liberty Place 1650 Market Street, 54 Th Floor
Philadelphia, PA, 19103
Philadelphia, PA, 19103