Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 120

Philadelphia, PA · CIK 0001602220

Offering snapshot reported Mar 9, 2016 · SEC filing

Reported sold
$14.5M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.23M$14.5MDec 16, 2014: $12,459,864.00Dec 16, 2014Mar 9, 2016: $14,454,815.00Mar 9, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$12,459,864 → $14,454,815

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 9, 2016Amendment$14,454,815$1,994,951vs Dec 16, 20141SEC filing
Dec 16, 2014Initial$12,459,864No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$40.7K
Finders' fees
$0
Form D file number
021-230215
variable annuity contracts
Issuer pays no Sales Commissions or Finders' Fees. LILAC pays all sales commissions or Finders' Fees from its corporate resources.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
M Holdings Securities, Inc.43285Eric Naison-Phillips · CRD 5155539
M Holdings Securities, Inc43285Kenneth C. Foraste · CRD 2648225

Source: Form D, filed Mar 9, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter
Pflac Philadelphia Financial Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place 1650 Market Street 54 Th Floor
Philadelphia, PA, 19103