Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 115

Philadelphia, PA · CIK 0001602215

Offering snapshot reported Mar 28, 2016 · SEC filing

Reported sold
$1.17M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 23, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$583K$1.17MNov 3, 2014: $636,526.00Nov 3, 2014Mar 28, 2016: $1,165,014.00Mar 28, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$636,526 → $1,165,014
  • Reported investors1 → 2

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 28, 2016Amendment$1,165,014$528,488vs Nov 3, 20142SEC filing
Nov 3, 2014Initial$636,526No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$3.34K
Finders' fees
$0
Form D file number
021-227567
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays sales commissions or finders' fees from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
M Holdings Securities, Inc.43285Francis Queally · CRD 1040983
NFP Securities, Inc.42046David J. Carroll · CRD 2355967

Source: Form D, filed Mar 28, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter
Pflac Philadelphia Financial Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place 1650 Market Street 54 Th Floor
Philadelphia, PA, 19103