Form D · Biotechnology

Phi Therapeutics, Inc.

Petaluma, CA · CIK 0001778492

Offering snapshot reported Jun 26, 2024 · SEC filing

Reported sold
$7.66M
Offering amount: $7.66M
Investors reported
22
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Mar 22, 2023
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.83M$7.66MApr 6, 2023: $4,155,831.00Apr 6, 2023Jun 26, 2024: $7,655,830.00Jun 26, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,155,831 → $7,655,830
  • Reported investors16 → 22

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 26, 2024Amendment$7,655,830$3,499,999vs Apr 6, 202322SEC filing
Apr 6, 2023Initial$4,155,831No comparison16SEC filing
Jan 6, 2022Initial$660,000No comparison7SEC filing
Jun 4, 2019Initial$575,000No comparison4SEC filing

Offering details

Securities
Equity, Option to acquire
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-478065
Includes the conversion of certain convertible promissory notes

Source: Form D, filed Jun 26, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Maria Cho Director, Promoter
Neil Giugno Director, Executive
Kevin Law Director
Jun Li Director
Yug Varma Director, Executive

Issuer details

Industry: Biotechnology (See others in industry)

Address:
1250 Petaluma Blvd N
Petaluma, CA, 94952