Form D · Biotechnology
Phi Therapeutics, Inc.
Petaluma, CA · CIK 0001778492
Offering snapshot reported Jun 26, 2024 · SEC filing
- Reported sold
- $7.66M Offering amount: $7.66M
- Investors reported
- 22 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Mar 22, 2023 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$4,155,831 → $7,655,830
- Reported investors16 → 22
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 26, 2024 | Amendment | $7,655,830 | $3,499,999vs Apr 6, 2023 | 22 | SEC filing |
| Apr 6, 2023 | Initial | $4,155,831 | No comparison | 16 | SEC filing |
| Jan 6, 2022 | Initial | $660,000 | No comparison | 7 | SEC filing |
| Jun 4, 2019 | Initial | $575,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-478065
Includes the conversion of certain convertible promissory notes
Source: Form D, filed Jun 26, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Maria Cho | Director, Promoter |
| Neil Giugno | Director, Executive |
| Kevin Law | Director |
| Jun Li | Director |
| Yug Varma | Director, Executive |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
1250 Petaluma Blvd N
Petaluma, CA, 94952
Petaluma, CA, 94952