Form D · Hedge Fund
PHFS IV SP, A Segregated Portfolio of PHFS Series SPC
Newport Beach, CA · CIK 0001668220
Offering snapshot reported May 29, 2026 · SEC filing
- Reported sold
- $283M Indefinite offering
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 1, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 29, 2026 | Amendment | $282,900,000 | $0vs Dec 4, 2024 | 8 | SEC filing |
| Dec 4, 2024 | Amendment | $282,900,000 | $0vs Sep 19, 2023 | 8 | SEC filing |
| Sep 19, 2023 | Amendment | $282,900,000 | $0vs Dec 2, 2022 | 8 | SEC filing |
| Dec 2, 2022 | Amendment | $282,900,000 | $35,700,000vs Jul 29, 2021 | 8 | SEC filing |
| Jul 29, 2021 | Amendment | $247,200,000 | No comparison | Not reported | SEC filing |
| Jan 17, 2020 | Amendment | $247,200,000 | $0vs Dec 10, 2018 | 8 | SEC filing |
| Dec 10, 2018 | Amendment | $247,200,000 | $34,800,000vs Dec 8, 2017 | 8 | SEC filing |
| Dec 8, 2017 | Amendment | $212,400,000 | $192,400,000vs Dec 2, 2016 | 7 | SEC filing |
| Dec 2, 2016 | Amendment | $20,000,000 | $0vs Mar 9, 2016 | 1 | SEC filing |
| Mar 9, 2016 | Initial | $20,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-258917
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PIMCO INVESTMENTS LLC | 154957 |
Source: Form D, filed May 29, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joshua M. Anderson | Executive |
| Jamil Baz | Executive |
| David L. Braun | Executive |
| Jennifer S. Bridwell | Executive |
| Erin Browne | Executive |
| Sabrina C. Callin | Executive |
| Elizabeth Davis Cantrill | Executive |
| Ricki Chan | Executive |
| Richard H. Clarida | Executive |
| Michael Anthony Cudzil | Executive |
| Joshua M. Davis | Executive |
| Craig A. Dawson | Executive |
| William G. De Leon | Executive |
| Edward Devlin | Executive |
| Pramol Dhawan | Executive |
| Chris P. Dialynas | Executive |
| Jennifer E. Durham | Executive |
| Mohsen Fahmi | Executive |
| Joachim Fels | Executive |
| David N. Fisher Iii | Executive |
| David Carl Flattum | Executive |
| Russell D. Gannaway | Executive |
| Michael A. Gomez | Executive |
| Sachin Gupta | Executive |
| Gregory Weston Hall | Executive |
| Brent Richard Harris | Executive |
| Douglas M. Hodge | Executive |
| Brent L. Holden | Executive |
| Jonathan Lane Horne | Executive |
| Daniel Herbert Hyman | Executive |
| Daniel John Ivascyn | Executive |
| Lew W. Jacobs Iv | Executive |
| Andrew Richard Jessop | Executive |
| Nicholas J. Johnson | Executive |
| Alejandro Kersman | Executive |
| Mark Richard Kiesel | Executive |
| John Jeffrey Kirkowski | Executive |
| Kimberley Grace Korinke | Executive |
| Richard R. Lebrun Jr. | Executive |
| David C. Lown | Executive |
| Jason William Mandinach | Executive |
| Dirk Maxmillian Manelski | Executive |
| Sudesh N. Mariappa | Executive |
| Rene Martel | Executive |
| Scott Alan Mather | Executive |
| Ravi Mattu | Executive |
| Julie Ann Meggers | Executive |
| Curtis A. Mewbourne | Executive |
| Mohit Mittal | Executive |
| Eric J. Mogelof | Executive |
| James F. Moore | Executive |
| Alfred Taketo Murata | Executive |
| John William Murray | Executive |
| Robin C. Nabors | Executive |
| Roger O. Nieves | Executive |
| Julie O'hara | Director |
| Douglas J. Ongaro | Executive |
| Thomas J. Otterbein | Executive |
| N/A Pacific Investment Management Company Llc | Promoter |
| Sonali Shah Pier | Executive |
| Stephen A. Rodosky | Executive |
| Emmanuel Roman | Executive |
| Jerome Michael Schneider | Executive |
| Marc Peter Seidner | Executive |
| Robin Christine Shanahan | Executive |
| Greg Elliot Sharenow | Executive |
| Jonathan D. Short | Executive |
| Adam Shukovsky | Executive |
| Cathleen Meere Stahl | Executive |
| Jason Robert Steiner | Executive |
| Thibault Christian Stracke | Executive |
| Peter G. Strelow | Executive |
| John Joseph Studzinski | Executive |
| Sung Hee Suh | Executive |
| Eric Michael Sutherland | Executive |
| Joshua Theodore Thimons | Executive |
| Andrew Taylor Vaden | Executive |
| Qi Wang | Executive |
| Jamie Weinstein | Executive |
| Candice Stack Whitten | Executive |
| Susan L. Wilson | Executive |
| Michelle Wilson Clarke | Director |
| Mihir P. Worah | Executive |
| Jing Yang | Executive |
| Robert O. Young | Executive |
| Nadia Zakir | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
650 Newport Center Drive
Newport Beach, CA, 92660
Newport Beach, CA, 92660