Form D · Hedge Fund

Phase3 Systematic Opportunity Fund LLC

Boca Raton, FL · CIK 0002097356

Offering snapshot reported Nov 21, 2025 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 21, 2025InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-564775

Source: Form D, filed Nov 21, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PHASE3 SYSTEMATIC OPPORTUNITY FUND

Investment adviser: PHASE 3 CAPITAL MANAGEMENT LLC

Gross asset value
$6.62M
Beneficial owners
10
ADV minimum commitment
$1M

Reported in Form ADV on Sep 2, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV FUND ADMINISTRATION GROUP OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP CHICAGO, Illinois, United States
Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

SG AMERICAS SECURITIES, LLC
SEC 8-66125

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Filing source

Form ADV 2130652 · Sep 2, 2026 · Schedule D 7.B.(1), fund 805-6621607039

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Karim S. Alwan Executive
White M. Eric Executive
Shane B. Hoover Executive
Phase 3 Capital Management Llc Executive
Ethan Youderian Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6501 Congress Avenue Suite 220
Boca Raton, FL, 33487