Form D · Private Equity Fund

Pharos Capital Partners IV-A, L.P.

Dallas, TX · CIK 0001734482

Offering snapshot reported Nov 22, 2022 · SEC filing

Reported sold
$200M
Offering amount: $250M
Investors reported
41
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Sep 30, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$100M$200MOct 9, 2019: $106,284,000.00Oct 9, 2019Nov 25, 2020: $154,326,000.00Nov 25, 2020Nov 30, 2021: $179,826,000.00Nov 30, 2021Nov 22, 2022: $200,300,000.00Nov 22, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$179,826,000 → $200,300,000
  • Reported investors25 → 41
  • Minimum accepted$1,000,000 → $100,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 22, 2022Amendment$200,300,000$20,474,000vs Nov 30, 202141SEC filing
Nov 30, 2021Amendment$179,826,000$25,500,000vs Nov 25, 202025SEC filing
Nov 25, 2020Amendment$154,326,000$48,042,000vs Oct 9, 201925SEC filing
Oct 9, 2019Initial$106,284,000No comparison13SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$2M (estimated)
Finders' fees
$0
Form D file number
021-350700

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Eric Rosiak53522B. Riley Securities, Inc. · CRD 25027

Source: Form D, filed Nov 22, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PHAROS CAPITAL PARTNERS IV-A, LP

Investment adviser: PHAROS CAPITAL GROUP, LLC

Gross asset value
$221M
Beneficial owners
42
ADV minimum commitment
$100K

Reported in Form ADV on Mar 16, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP NASHVILLE, Tennessee, United States
Custodian EAST WEST BANK PASADENA, California, United States Related to adviser: No
Custodian PINNACLE BANK MURFREESBORO, Tennessee, United States Related to adviser: No
Marketer B. RILEY SECURITIES, INC. LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

B. RILEY SECURITIES, INC.
CRD 25027 · SEC 8-41426

Filing source

Form ADV 2066828 · Mar 16, 2026 · Schedule D 7.B.(1), fund 805-6590975111

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
D Robert Crants Director
Joel Goldberg Director
Anna Kovalkova Director
Gp Pharos Capital Partners Gp Iv A, Llc Director, Executive
. Pharos Capital Partners Gp Iv A, Llc Director, Executive
James Phillips Director
Kneeland Youngblood Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3889 Maple Avenue Suite 400
Dallas, TX, 75219