Form D · Other Real Estate
Pharmacy Sale Leaseback DST
Oak Brook, IL · CIK 0001599875
Offering snapshot reported Aug 19, 2014 · SEC filing
- Reported sold
- $16.3M Offering amount: $16.3M
- Investors reported
- 55 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Feb 7, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$12,412,815 → $16,280,816
- Reported investors39 → 55
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 19, 2014 | Amendment | $16,280,816 | $3,868,001vs May 16, 2014 | 55 | SEC filing |
| May 16, 2014 | Amendment | $12,412,815 | $3,799,720vs May 5, 2014 | 39 | SEC filing |
| May 5, 2014 | Amendment | $8,613,095 | $694,170vs Apr 23, 2014 | 27 | SEC filing |
| Apr 23, 2014 | Amendment | $7,918,925 | $2,415,324vs Mar 26, 2014 | 24 | SEC filing |
| Mar 26, 2014 | Amendment | $5,503,601 | $1,004,976vs Mar 10, 2014 | 15 | SEC filing |
| Mar 10, 2014 | Amendment | $4,498,625 | $3,900,637vs Feb 20, 2014 | 11 | SEC filing |
| Feb 20, 2014 | Initial | $597,988 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $773K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-212236
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Inland Securities Corporation | 15807 | Inland Securities Corporation · CRD 15807 |
| Steven D. Meahan | 1234042 | DFPG Investments, Inc. · CRD 155576 |
| Gary L. Pettus | 2258442 | Cetera Advisors LLC · CRD 10299 |
| William S. Sheehan | 2328614 | DFPG Investments, Inc. · CRD 155576 |
| Lawrence R. Fiorini, Jr. | 1988099 | CliftonLarsonAllen Wealth Advisors, LLC · CRD 38357 |
| Julia M. Carlson | 3142335 | LPL Financial LLC · CRD 6413 |
| Thomas F. Quinn | 4699031 | Triad Advisors, Inc. · CRD 25803 |
| Louis F. Batmale | 4072017 | LPL Financial LLC · CRD 6413 |
| Dennis J. Loo | 1099890 | LPL Financial LLC · CRD 6413 |
| Dexter Loo | 4771137 | LPL Financial LLC · CRD 6413 |
| Juan C. Salazar | 4859034 | LPL Financial LLC · CRD 6413 |
| William LaPiana | 4580411 | Newbridge Securities Corporation · CRD 104065 |
| George C. Merhoff, Jr. | 2918171 | Cetera Advisors LLC · CRD 10299 |
| John G. Chess | 4812430 | Investacorp, Inc. · CRD 7684 |
| Barry W. LeMay | 306332 | Concorde Investment Services, LLC · CRD 151604 |
| Keith R. Gunther | 1533552 | Crown Capital Securities, L.P. · CRD 6312 |
| Joral T. Schmalle | 4491484 | Sigma Financial Corporation · CRD 14303 |
| Patrick R. Conway | 1337831 | Investacorp, Inc. · CRD 7684 |
| Daniel R. Raupp | 4079107 | J.P. Turner & Company, L.L.C. · CRD 43177 |
| James T. Walesa | 1061209 | Triad Advisors, Inc. · CRD 25803 |
| Warren J. Thomas | 2299254 | Sandlapper Securities, LLC · CRD 137906 |
| Robert R. Tweed | 2339324 | Concorde Investment Services, LLC · CRD 151604 |
| Allan J. Haupert | 2932244 | LPL Financial LLC · CRD 6413 |
| Christina S. Nielsen | 4866971 | Primex · CRD 29394 |
| Brian W. Distler | 4823861 | Cetera Advisor Networks LLC · CRD 13572 |
| Thomas J. Ouellette | 2393313 | LPL Financial LLC · CRD 6413 |
| Patrick E. Thomas, Jr. | 5708581 | |
| Benjamin Wozniak | 1173795 | LPL Financial LLC · CRD 6413 |
| Michael A. Bendix | 5379777 | DFPG Investments, Inc. · CRD 155576 |
| Gilbert R. Conrad | 2746778 | J.P. Turner & Company, L.L.C. · CRD 43177 |
| Robert A. Horning | 2311640 | Centaurus Financial, Inc. · CRD 30833 |
| Robert J. Miller, II | 1811359 | LPL Financial LLC · CRD 6413 |
| Sally W. Ng | 1915190 | LPL Financial LLC · CRD 6413 |
| William H. Lowell | 1158722 | Lowell & Company, Inc. · CRD 24913 |
| Joel W. Malakoff | 4756234 | LPL Financial LLC · CRD 6413 |
| Erny G. Malakoff | 1528654 | LPL Financial LLC · CRD 6413 |
| Dwight K. Kay | 5376903 | Concorde Investment Services, LLC · CRD 151604 |
| Thomas A. Karsten | 2305465 | Triad Advisors, Inc. · CRD 25803 |
| Brian D. Vosberg | 4476509 | Centaurus Financial, Inc. · CRD 30833 |
| Byron W. Hancock | 1683879 | LPL Financial LLC · CRD 6413 |
| Peter A. Finnegan | 1336798 | Phalanx Trading, LLC · CRD 146993 |
| David M. Milligan | 1887965 | LPL Financial LLC · CRD 6413 |
| Richard B. Sorensen | 1835676 | LPL Financial LLC · CRD 6413 |
| Laila S. Marshallpence | 710521 | LPL Financial LLC · CRD 6413 |
Source: Form D, filed Aug 19, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Capital Corporation Inland Private | Promoter |
| Leaseback, L.L.C. Pharmacy Sale | Promoter |
| Leaseback Exchange, L.L.C. Pharmacy Sale | Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
2901 Butterfield Road
Oak Brook, IL, 60523
Oak Brook, IL, 60523