Form D · Other Real Estate

Pharmacy Portfolio IV DST

Oak Brook, IL · CIK 0001538567

Offering snapshot reported Sep 4, 2012 · SEC filing

Reported sold
$5.22M
Offering amount: $5.22M
Investors reported
58
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Jan 23, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.61M$5.22MFeb 7, 2012: $175,000.00Feb 7, 2012Apr 18, 2012: $1,103,322.00Apr 26, 2012: $1,196,865.00May 9, 2012: $1,428,767.00May 25, 2012: $1,571,467.00Jun 8, 2012: $2,771,877.00Jun 27, 2012: $4,238,861.00Aug 17, 2012: $5,183,068.00Sep 4, 2012: $5,220,068.00Sep 4, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,183,068 → $5,220,068
  • Reported investors56 → 58

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 4, 2012Amendment$5,220,068$37,000vs Aug 17, 201258SEC filing
Aug 17, 2012Amendment$5,183,068$944,207vs Jun 27, 201256SEC filing
Jun 27, 2012Amendment$4,238,861$1,466,984vs Jun 8, 201245SEC filing
Jun 8, 2012Amendment$2,771,877$1,200,410vs May 25, 201231SEC filing
May 25, 2012Amendment$1,571,467$142,700vs May 9, 201221SEC filing
May 9, 2012Amendment$1,428,767$231,902vs Apr 26, 201218SEC filing
Apr 26, 2012Amendment$1,196,865$93,543vs Apr 18, 201214SEC filing
Apr 18, 2012Amendment$1,103,322$928,322vs Feb 7, 201212SEC filing
Feb 7, 2012Initial$175,000No comparison3SEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$365K (estimated)
Finders' fees
$0
Form D file number
021-173021
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Donald L. Hartmann1003231JRL Capital Corporation · CRD 10225
David B. Levinson705929Newport Coast Securities, Inc. · CRD 16944
Peter J. Kalmus1522531VFG Securities, Inc. · CRD 15121
Shirley J. Ju1612247McDermott Investment Services, LLC · CRD 154926
Cindy C. Chiu4663184Centaurus Financial, Inc. · CRD 30833
Michael A. Bendix5379777DFPG Investments, Inc. · CRD 155576
Robert R. Tweed2339324Concorde Investment Services, LLC · CRD 151604
Richard H. Hickman1860694Berthel, Fisher & Company Financial Services, Inc. · CRD 13609
Stephen D. Hill2930716Woodbury Financial Services, Inc. · CRD 421
Jeffrey S. Gurman2112531Woodbury Financial Services, Inc. · CRD 421
Norman D. Loofbourrow1310725American Investors Company · CRD 38
Marilee A. Hill2768544Concorde Investment Services, LLC · CRD 151604
John S. Notman1033267Berthel, Fisher & Company Financial Services, Inc. · CRD 13609
Peter Fisher1259923Investacorp, Inc. · CRD 7684
Samuel C. Bridgers, III1243406VSR Financial Services, Inc. · CRD 14503
Jonathan R. Creighton1495897Concorde Investment Services, LLC · CRD 151604
Eric S. Scaff5281210Concorde Investment Services, LLC · CRD 151604
Brent S. Pine1618007Geneos Wealth Management, Inc. · CRD 120894
John H. Scully803539Centaurus Financial, Inc. · CRD 30833
Corbin S. Thomas4234748Centaurus Financial, Inc. · CRD 30833
Robert J. Luna3165706Crown Capital Securities, L.P. · CRD 6312
Robert W. Drier1968623Berthel, Fisher & Company Financial Services, Inc. · CRD 13609
Robert C. Meyer5262157Berthel, Fisher & Company Financial Services, Inc. · CRD 13609
Joseph R. Broadbent3132498DFPG Investments, Inc. · CRD 155576
John G. Chess4812430Investacorp, Inc. · CRD 7684
Tomas J. Velken1600404Sigma Financial Corporation · CRD 14303
Stephanie A. Hrycyk1882780Gramercy Securities, Inc. · CRD 8177
Chester Ju4695963McDermott Investment Services, LLC · CRD 154926
Wenjinn J. Chang4536266Independent Financial Group, LLC · CRD 7717
Timothy R. Tehan3230535Triad Advisors, Inc. · CRD 25803
Alvery A. Bartlett, Jr.13975Berthel, Fisher & Company Financial Services, Inc. · CRD 13609
James A. Poindexter1867899Centaurus Financial, Inc. · CRD 30833
Steven D. Meahan1234042Sandlapper Securities, LLC · CRD 137906
Joseph G. Michaletz1327534Triad Advisors, Inc. · CRD 25803
Joseph M. Insalaco2978175Triad Advisors, Inc. · CRD 25803
Tracy R. Turner1385745Colorado Financial Service Corporation · CRD 104343
Joral T. Schmalle4491484Sigma Financial Corporation · CRD 14303
Thomas R. Romain4307110Sigma Financial Corporation · CRD 14303
Craig M. Rollins1896698DFPG Investment, Inc. · CRD 155576
James O. Mitchell, Jr.336937Triad Advisors, Inc. · CRD 25803
William S. Sheehan2328614Investors Capital Corp. · CRD 30613

Source: Form D, filed Sep 4, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Capital Corporation Inland Private Promoter
Keith Lampi Executive
Portfolio Iv, L.L.C. Pharmacy Promoter
Iv Exchange, L.L.C. Pharmacy Portfolio Promoter

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
2901 Butterfield Road
Oak Brook, IL, 60523