Form D · Other Real Estate

Pharmacy Portfolio III DST

Oak Brook, IL · CIK 0001528362

Offering snapshot reported Jun 6, 2012 · SEC filing

Reported sold
$5.01M
Offering amount: $5.01M
Investors reported
70
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Aug 11, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.5M$5.01MAug 24, 2011: $1,310,000.00Aug 24, 2011Sep 20, 2011: $1,887,971.00Oct 12, 2011: $2,512,924.00Nov 9, 2011: $2,754,545.00Nov 30, 2011: $3,090,696.00Jan 3, 2012: $3,598,234.00Jan 20, 2012: $3,770,234.00Feb 7, 2012: $4,069,819.00Jun 6, 2012: $5,005,502.00Jun 6, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,069,819 → $5,005,502
  • Reported investors49 → 70

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 6, 2012Amendment$5,005,502$935,683vs Feb 7, 201270SEC filing
Feb 7, 2012Amendment$4,069,819$299,585vs Jan 20, 201249SEC filing
Jan 20, 2012Amendment$3,770,234$172,000vs Jan 3, 201243SEC filing
Jan 3, 2012Amendment$3,598,234$507,538vs Nov 30, 201139SEC filing
Nov 30, 2011Amendment$3,090,696$336,151vs Nov 9, 201131SEC filing
Nov 9, 2011Amendment$2,754,545$241,621vs Oct 12, 201122SEC filing
Oct 12, 2011Amendment$2,512,924$624,953vs Sep 20, 201117SEC filing
Sep 20, 2011Amendment$1,887,971$577,971vs Aug 24, 20115SEC filing
Aug 24, 2011Initial$1,310,000No comparison2SEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$350K (estimated)
Finders' fees
$0
Form D file number
021-164904
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Peter Fisher1259923Investacorp, Inc. · CRD 7684
Robert S. Smith1412333Concorde Investment Services, LLC · CRD 151604
Cindy C. Chiu4663184Centaurus Financial, Inc. · CRD 30833
Richard H. Hickman1860694Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Vincent R. Bailey, Sr.1845517Berthel, Fisher & Company Financial Services, Inc. · CRD 13609
Chester Ju4695963McDermott Investment Services, LLC · CRD 154926
Robert A. Burch, Sr.1045257Proequities, Inc. · CRD 15708
Patrick R. Conway1337831Investacorp, Inc. · CRD 7684
Nathaniel M. Kuhn4624143Investacorp, Inc. · CRD 7684
Inland Securities Corporation15807Inland Securities Corporation · CRD 15807
John D. Robinson1085991Carlton & Associates, Inc. · CRD 20999
John R. Showalter3110703Proequities, Inc. · CRD 15708
Bruce C. Hatter2963171Proequities, Inc. · CRD 15708
Troy Thomas4691720Centaurus Financial, Inc. · CRD 30833
Peter A. Finnegan1336798Phalanx Trading, LLC · CRD 146993
Robert A. Cannon2765289Pacific West Securities, Inc. · CRD 6390
Andrew S. Perri2801727Berthel, Fisher & Company Financial Services, Inc. · CRD 13609
Tomas J. Velken1600404Sigma Financial Corporation · CRD 14303
Robin T. Naylor1392433Pacific West Securities, Inc. · CRD 6390
Forrest J. Padilla4804740Independent Financial Group, LLC · CRD 7717
Lance C. Jones4511781Sammons Securities Company, LLC · CRD 115368
Kenneth M. Chong2972285Sigma Financial Corporation · CRD 14303
James E. Hall, Jr.1753467Centaurus Financial, Inc. · CRD 30833
John S. Notman1033267Berthel, Fisher & Company Financial Services, Inc. · CRD 13609
Joseph M. Geis5623746Crown Capital Securities, L.P. · CRD 6312
Jerald F. Gunn2475036Pacific West Securities, Inc. · CRD 6390
Joral T. Schmalle4491484Sigma Financial Corporation · CRD 14303
William S. Sheehan2328614Investors Capital Corp. · CRD 30613
David J. Hollander2493724Liberty Group, LLC · CRD 10636
Gary G. Benson1182211NPB Financial Group, LLC · CRD 137743
Philip J. Califano2575299Sagepoint Financial, Inc. · CRD 133763
Terrell C. Lady300391VSR Financial Services, Inc. · CRD 14503
Robert A. Horning2311640Centaurus Financial, Inc. · CRD 30833
Ryan P. Vaughn4727701Proequities, Inc. · CRD 15708
Ronald L. Ellis1605740Ameritas Investment Corp. · CRD 14869
Donald L. Hartmann1003231JRL Capital Corporation · CRD 10225
John P. Harvey, Jr.4227692Allied Beacon Partners, Inc. · CRD 46627
George R. Veater1482361Sigma Financial Corporation · CRD 14303
David H. Yoder4905015Crown Capital Securities, L.P. · CRD 6312
Shane P. Snively4326919Crown Capital Securities, L.P. · CRD 6312
Gary L. Chapman5244594Berthel, Fisher & Company Financial Services, Inc. · CRD 13609
Wenjinn J. Chang4536266Independent Financial Group, LLC · CRD 7717
Joseph M. Insalaco2978175Triad Advisors, Inc. · CRD 25803
William F. White2168943Primex · CRD 29394
Franklin J. McElroy2237589Ameritas Investment Corp. · CRD 14869

Source: Form D, filed Jun 6, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Patricia A. Del Rosso Executive
Capital Corporation Inland Private Promoter
Iii, L.L.C. Pharmacy Portfolio Promoter
Iii Exchange, L.L.C. Pharmacy Portfolio Promoter

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
2901 Butterfield Road
Oak Brook, IL, 60523