Form D · Other
Pharm, LLC
Scottsdale, AZ · CIK 0001679364
Offering snapshot reported Dec 27, 2018 · SEC filing
- Reported sold
- $7.1M Offering amount: $75M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 14, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 27, 2018 | Initial | $7,100,000 | No comparison | 3 | SEC filing |
| Mar 21, 2018 | Amendment | $7,625,000 | $2,775,000vs Jul 10, 2017 | 24 | SEC filing |
| Jul 10, 2017 | Initial | $4,850,000 | No comparison | 2 | SEC filing |
| Sep 6, 2016 | Initial | $8,460,011 | No comparison | 23 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-329011
The Total Amount Sold excludes the conversion of an aggregate of $16.0 million 8% Convertible Subordinated Promissory Notes, plus accrued interest thereunder.
Source: Form D, filed Dec 27, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Wilfred Abbott | Director |
| Will Abbott | Director |
| William Abbott | Director |
| Sjoerd Broeks | Executive |
| Brent Cox | Director |
| Barry Fischetto | Executive |
| Yoram Heller | Executive |
| Scott Minker | Executive |
| Heather Molloy | Director |
| Thomas Rini | Director |
| Randy Smith | Director, Executive |
| Chris Sung | Executive |
| Michael Wang | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
7201 E. Camelback Road Suite 350
Scottsdale, AZ, 85251
Scottsdale, AZ, 85251