Form D · Private Equity Fund
Phalanx Fund IV, LP
Woodbridge, NJ · CIK 0001708932
Offering snapshot reported Sep 4, 2019 · SEC filing
- Reported sold
- $76.4M Offering amount: $100M
- Investors reported
- 69 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Aug 11, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 69
- Minimum accepted$1,000,000 → $250,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 4, 2019 | Amendment | $76,401,000 | No comparison | 69 | SEC filing |
| Jun 19, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-288958
Source: Form D, filed Sep 4, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Samuel J. Giordano | Executive, Promoter |
| (Asset Manager) Onyx Asset Management Iv, Llc | Executive |
| (Sponsor) Onyx Equities, Llc | Director, Promoter |
| (Gp Of Issuer) Phalanx Fund Iv Gp, Llc | Director, Promoter |
| John A. Saraceno | Executive, Promoter |
| Jonathan B. Schultz | Executive, Promoter |
| Stephen Sullivan | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
900 Route 9 North Suite 400
Woodbridge, NJ, 07095
Woodbridge, NJ, 07095