Form D · Other Investment Fund
PGIM Ultra Short Bond Fund of the Prudential Trust Co Institutional Business Trust
Scranton, PA · CIK 0001852095
Offering snapshot reported Mar 22, 2024 · SEC filing
- Reported sold
- $140M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 12, 2021 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 22, 2024 | Amendment | $140,000,000 | $0vs Mar 22, 2023 | 1 | SEC filing |
| Mar 22, 2023 | Amendment | $140,000,000 | $0vs Mar 22, 2022 | 1 | SEC filing |
| Mar 22, 2022 | Amendment | $140,000,000 | $0vs Mar 25, 2021 | 1 | SEC filing |
| Mar 25, 2021 | Initial | $140,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-393478
The Issuer does not bear the expense of any commissions or fees with respect to the services of Prudential Investment Management Services LLC.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Prudential Investment Management Services LLC | 18353 |
Source: Form D, filed Mar 22, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Investment Advisor Pgim, Inc. | Promoter |
| Investment Advisor Pgim Limited | Promoter |
| Trustee Prudential Trust Company | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Scranton, PA, 18507