Form D · Other Investment Fund
PGIM Funds plc
Dublin, L2 · CIK 0001697853
Offering snapshot reported Feb 14, 2022 · SEC filing
- Reported sold
- $77.1M Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 31, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$38,220,000 → $77,131,259
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 14, 2022 | Amendment | $77,131,259 | $38,911,259vs Feb 12, 2021 | 5 | SEC filing |
| Feb 12, 2021 | Amendment | $38,220,000 | -$32,580,000vs Feb 14, 2020 | 5 | SEC filing |
| Feb 14, 2020 | Amendment | $70,800,000 | -$8,000,000vs Feb 15, 2019 | 5 | SEC filing |
| Feb 15, 2019 | Amendment | $78,800,000 | $29,900,000vs Feb 15, 2018 | 4 | SEC filing |
| Feb 15, 2018 | Amendment | $48,900,000 | $34,900,000vs Feb 15, 2017 | 3 | SEC filing |
| Feb 15, 2017 | Initial | $14,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-280776
Subfunds: PGIM Global Total Return Bond Fund, PGIM Emerging Market Hard Currency Debt Fund, PGIM Emerging Market Local Currency Debt Fund, PGIM Global Select Real Estate Securities Fund, PGIM Jennison U.S. Growth Fund and PGIM US Corporate Bond Fund.
The Issuer does not bear the expense of any commissions or fees with respect to the services of Prudential Investment Management Services LLC.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Prudential Investment Management Services LLC | 18353 |
Source: Form D, filed Feb 14, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
Adviser links for this issuer
These links apply to the issuer record and have not been matched to the fundraising shown above.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Denis Chatterton | Director |
| Frank Connolly | Director |
| Vincent Dodd | Director |
| Linda Gibson | Director |
| Richard Greenwood | Director |
| Kimberly La Pointe | Director |
| Stacie Mintz | Director |
| Kenneth Moore | Director |
| Paul Parseghian | Director |
| Pgim, Inc. | Promoter |
| Elizabeth Samson | Director |
| Dina Santoro | Director |
| Shelly Wong Chassine | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Dublin, L2, D02 CK83
Phone: 44 020 7766 2563