Form D · Other Health Care
PFO Global, Inc.
Farmers Branch, TX · CIK 0001456455
Offering snapshot reported Jul 14, 2016 · SEC filing
- Reported sold
- $314K Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 29, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 14, 2016 | Initial | $313,763 | No comparison | 1 | SEC filing |
| Jul 14, 2016 | Amendment | $1,696,800 | $956,800vs Apr 27, 2016 | 1 | SEC filing |
| Apr 27, 2016 | Initial | $740,000 | No comparison | 1 | SEC filing |
| Mar 15, 2016 | Initial | $0 | No comparison | 1 | SEC filing |
| Oct 2, 2015 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
| Jul 1, 2015 | Initial | $4,000,000 | No comparison | 1 | SEC filing |
| Apr 23, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Apr 2, 2012 | Initial | $350,000 | No comparison | 2 | SEC filing |
| May 31, 2011 | Initial | $100,000 | No comparison | 2 | SEC filing |
| May 2, 2011 | Initial | $20,000 | No comparison | 2 | SEC filing |
| Feb 28, 2011 | Initial | $119,958 | No comparison | 5 | SEC filing |
| Feb 1, 2011 | Initial | $70,000 | No comparison | 3 | SEC filing |
| Jan 13, 2011 | Initial | $20,000 | No comparison | 1 | SEC filing |
| Dec 30, 2010 | Initial | $20,000 | No comparison | 2 | SEC filing |
| Nov 29, 2010 | Initial | $40,000 | No comparison | 2 | SEC filing |
| Nov 12, 2010 | Initial | $7,000 | No comparison | 1 | SEC filing |
| Nov 12, 2010 | Initial | $2,000 | No comparison | 1 | SEC filing |
| Nov 12, 2010 | Initial | $15,000 | No comparison | 2 | SEC filing |
| Nov 12, 2010 | Initial | $10,000 | No comparison | 2 | SEC filing |
| Nov 12, 2010 | Initial | $26,000 | No comparison | 2 | SEC filing |
| Aug 20, 2010 | Initial | $5,000 | No comparison | 1 | SEC filing |
| Aug 20, 2010 | Initial | $8,500 | No comparison | 2 | SEC filing |
| Aug 20, 2010 | Initial | $46,300 | No comparison | 11 | SEC filing |
| Aug 20, 2010 | Initial | $8,000 | No comparison | 1 | SEC filing |
| Aug 20, 2010 | Initial | $5,000 | No comparison | 1 | SEC filing |
| Aug 20, 2010 | Initial | $5,000 | No comparison | 1 | SEC filing |
| Aug 20, 2010 | Initial | $22,000 | No comparison | 2 | SEC filing |
| Aug 20, 2010 | Initial | $7,500 | No comparison | 1 | SEC filing |
| Aug 20, 2010 | Initial | $15,000 | No comparison | 1 | SEC filing |
| Aug 20, 2010 | Initial | $5,000 | No comparison | 1 | SEC filing |
| Aug 20, 2010 | Initial | $5,000 | No comparison | 1 | SEC filing |
| Aug 20, 2010 | Initial | $18,800 | No comparison | 5 | SEC filing |
| Aug 19, 2010 | Initial | $15,000 | No comparison | 1 | SEC filing |
| Aug 19, 2010 | Initial | $10,000 | No comparison | 1 | SEC filing |
| Aug 19, 2010 | Initial | $15,000 | No comparison | 1 | SEC filing |
| Aug 19, 2010 | Initial | $50,000 | No comparison | 1 | SEC filing |
| Aug 19, 2010 | Initial | $5,000 | No comparison | 1 | SEC filing |
| Aug 19, 2010 | Initial | $5,000 | No comparison | 1 | SEC filing |
| Aug 19, 2010 | Initial | $20,000 | No comparison | 1 | SEC filing |
| Aug 19, 2010 | Initial | $8,000 | No comparison | 2 | SEC filing |
| Aug 19, 2010 | Initial | $15,000 | No comparison | 1 | SEC filing |
| Aug 18, 2010 | Initial | $37,500 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-267031
The issuer issued stock options for an aggregate exercise price of $313,763 pursuant to two stock option award agreements.
Source: Form D, filed Jul 14, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| E. Dean Butler | Director |
| Matthew G. Cevasco | Executive |
| Edward Greene | Director |
| Timothy W. Kinnear | Executive |
| Charles Posternack | Director |
| Thomas Rickards | Director, Executive |
| Brigitte Rousseau | Executive |
| Joseph Schimmel | Director |
| Rudolf Suter | Executive |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
14401 Beltwood Parkway W. Suite 115
Farmers Branch, TX, 75244
Farmers Branch, TX, 75244