Form D · Other Technology
PFI ACQUISITION, INC.
Menlo Park, CA · CIK 0001543837
Offering snapshot reported May 14, 2014 · SEC filing
- Reported sold
- $1.01M Offering amount: $6.38M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $11.5K Reported outside-investor minimum
- First sale
- May 1, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 14, 2014 | Initial | $1,011,456 | No comparison | 2 | SEC filing |
| Mar 14, 2014 | Initial | $3,345,127 | No comparison | 9 | SEC filing |
| Sep 27, 2013 | Initial | $2,500,000 | No comparison | 7 | SEC filing |
| Feb 13, 2013 | Initial | $1,199,998 | No comparison | 7 | SEC filing |
| Sep 14, 2012 | Initial | $3,000,000 | No comparison | 5 | SEC filing |
| Mar 21, 2012 | Initial | $4,070,504 | No comparison | 12 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-217321
Total Offering Amount includes exercise price of warrants.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None |
Source: Form D, filed May 14, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Elmore | Director |
| Frederick L.A. Grauer | Director |
| Ram Prasad | Executive |
| David Schanzer | Director |
| Michael Sherman | Director |
| Jeffrey Webber | Director |
| Jeffrey Webber | Director |
| Brian Westcott | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
1350 Willow Road, Suite 102
Menlo Park, CA, 94025
Menlo Park, CA, 94025