Form D · Restaurants
Peter DeFries Corp
Albuquerque, NM · CIK 0001613577
Offering snapshot reported Jul 15, 2014 · SEC filing
- Reported sold
- $10M Offering amount: $10M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $459K Reported outside-investor minimum
- First sale
- Jul 10, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 15, 2014 | Initial | $10,000,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $900K
- Form D file number
- 021-221107
Fee also covered an additional transaction.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| FIDUS Securities, LLC | 132882 |
Source: Form D, filed Jul 15, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark Herman | Executive |
| Doug Morse | Executive |
| Jon Patten | Director, Executive |
| William Scott | Director, Executive |
Issuer details
Industry: Restaurants (See others in industry)
Address:
8525 Jefferson Street, N.E.
Albuquerque, NM, 87113
Albuquerque, NM, 87113