Form D · Other Health Care

Perthera, Inc.

Mclean, VA · CIK 0001623074

Offering snapshot reported Oct 3, 2022 · SEC filing

Reported sold
$4.47M
Offering amount: $5M
Investors reported
15
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 9, 2022
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.24M$4.47MApr 11, 2022: $500,000.00Apr 11, 2022Oct 3, 2022: $4,472,593.00Oct 3, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$500,000 → $4,472,593
  • Reported investors5 → 15

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 3, 2022Amendment$4,472,593$3,972,593vs Apr 11, 202215SEC filing
Apr 11, 2022Initial$500,000No comparison5SEC filing
Jan 7, 2019Initial$2,100,000No comparison1SEC filing
Dec 26, 2017Initial$750,000No comparison2SEC filing
Jul 6, 2016Initial$9,173,095No comparison6SEC filing
Dec 18, 2015Initial$100,000No comparison1SEC filing
Aug 11, 2015Amendment$1,272,000$972,000vs Oct 23, 20142SEC filing
Oct 23, 2014Amendment$300,000$0vs Oct 23, 20142SEC filing
Oct 23, 2014Initial$300,000No comparison2SEC filing

Offering details

Securities
Debt, Security to be acquired, Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-441340
Convertible Note

Source: Form D, filed Oct 3, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Neil Callahan Director
Gary Gregory Executive
Federoff Howard Director
Albert T Kelley Director, Executive
Neal Koller Director, Executive
Andrew Mignatti Director, Executive
Emanuel Petricoin Director
Emmanuel Petricoin Director, Executive
Brad Stewart Director, Executive
John Robert Walker Director
Michael Dendy Young Director
M. Dendy Young Director, Executive

Issuer details

Industry: Other Health Care (See others in industry)

Address:
8200 Greensboro Drive Suite 350
Mclean, VA, 22102