Form D · Other Banking and Financial Services
Personal Capital Corp
Redwood City, CA · CIK 0001494510
Offering snapshot reported Feb 21, 2019 · SEC filing
- Reported sold
- $50M Offering amount: $100M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 24, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 21, 2019 | Amendment | $50,000,000 | $0vs Feb 4, 2019 | 1 | SEC filing |
| Feb 4, 2019 | Initial | $50,000,000 | No comparison | 1 | SEC filing |
| Sep 19, 2018 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Aug 2, 2017 | Initial | $37,065,993 | No comparison | 21 | SEC filing |
| Jun 1, 2016 | Initial | $50,000,000 | No comparison | 1 | SEC filing |
| Nov 12, 2014 | Initial | $50,075,001 | No comparison | 19 | SEC filing |
| Jul 17, 2013 | Amendment | $27,000,000 | $2,000,000vs Jun 13, 2013 | 9 | SEC filing |
| Jun 13, 2013 | Initial | $25,000,000 | No comparison | 9 | SEC filing |
| Mar 26, 2013 | Amendment | $20,025,000 | $3,000,000vs Jan 24, 2013 | 5 | SEC filing |
| Jan 24, 2013 | Amendment | $17,025,000 | $2,025,000vs Aug 26, 2011 | 5 | SEC filing |
| Aug 26, 2011 | Initial | $15,000,000 | No comparison | 3 | SEC filing |
| Jun 25, 2010 | Initial | $10,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-332083
Source: Form D, filed Feb 21, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Allison Amadia | Executive |
| Mike Armsby | Executive |
| Brian Ascher | Director |
| Paul Bergholm | Executive |
| Jeffrey Carney | Director |
| Paul Desmarais Iii | Director |
| Bruce Felt | Director |
| Jim Feuille | Director |
| Charles Goldman | Director |
| Stephen Harrick | Director |
| William H Harris | Director |
| Marina Levinson | Director |
| Jeremy Schein | Director |
| Jay Shah | Director, Executive |
| Vijay Shah | Director, Executive |
| Kira Wampler | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Redwood City, CA, 94065