Form D · Hedge Fund

Permanens Allocation Fund LLC

New York, NY · CIK 0001593192

Offering snapshot reported Mar 20, 2018 · SEC filing

Reported sold
$72.7M
Indefinite offering
Investors reported
14
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Sep 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$36.3M$72.7MDec 11, 2013: $22,700,000.00Dec 11, 2013Dec 4, 2014: $22,550,000.00Dec 4, 2014Apr 1, 2015: $22,550,000.00Apr 1, 2016: $72,662,144.00Apr 1, 2016Mar 30, 2017: $72,662,144.00Mar 30, 2017Mar 20, 2018: $72,662,144.00Mar 20, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 20, 2018Amendment$72,662,144$0vs Mar 30, 201714SEC filing
Mar 30, 2017Amendment$72,662,144$0vs Apr 1, 201614SEC filing
Apr 1, 2016Amendment$72,662,144$50,112,144vs Apr 1, 201514SEC filing
Apr 1, 2015Amendment$22,550,000$0vs Dec 4, 20145SEC filing
Dec 4, 2014Amendment$22,550,000-$150,000vs Dec 11, 20135SEC filing
Dec 11, 2013Initial$22,700,000No comparison5SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-207765

Source: Form D, filed Mar 20, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PERMANENS ALLOCATION FUND LLC

Investment adviser: PERMANENS CAPITAL L.P.

Gross asset value
$746K
Beneficial owners
5
ADV minimum commitment
$1M

Reported in Form ADV on Mar 29, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG FUND SERVICES (CANADA) LIMITED TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian UNION BANK SANFRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

UNION BANK
LEI OX3PU53ZLPQKJ4700D47

Filing source

Form ADV 1622620 · Mar 29, 2022 · Schedule D 7.B.(1), fund 805-9137979490

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Permanens Capital Advisors, Llc Promoter
N/A Permanens Capital Lp Promoter
N/A Permanens Capital L.P. Promoter
John J. Regan Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
545 Madison Avenue 12 Th Floor
New York, NY, 10022