Form D · Other Investment Fund

Permal U.S. Capital Growth Opportunities Ltd.

Tortola, D8 · CIK 0001458264

Offering snapshot reported Mar 16, 2010 · SEC filing

Reported sold: $41.9M
Investors reported: 13
Minimum accepted: $100K
First sale: Mar 21, 2001

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$50,633,123 → $41,910,881

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 16, 2010	Amendment	$41,910,881	-$8,722,242vs Mar 17, 2009	13	SEC filing
Mar 17, 2009	Initial	$50,633,123	No comparison	Not reported	SEC filing

Offering details

Securities: Not reported
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-128056

Approximate as of 2/28/2010

"None paid by the fund in connection with US offering in the past year."

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Maybridge	None
C.P. Eaton and Associates	31170

Source: Form D, filed Mar 16, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michel Delauzun	Director
Gary Gladstein	Director
Christopher Gruninger	Director
Edmond Jousselin	Director
Raymond A Mason	Director
Isaac Souede	Director
William Waters	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Equity Trust (Bvi) Limited Road Town
Tortola, D8, BVI