Form D · Private Equity Fund

PERMAL PRIVATE EQUITY HOLDINGS V (A) LP

Boston, MA · CIK 0001422778

Offering snapshot reported Feb 16, 2010 · SEC filing

Reported sold: $56.6M
Investors reported: 24
Minimum accepted: $1.5M
First sale: Dec 7, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$55,900,000 → $56,606,250
Reported investors9 → 24

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 16, 2010	Amendment	$56,606,250	$706,250vs Sep 28, 2009	24	SEC filing
Sep 28, 2009	Amendment	$55,900,000	No comparison	9	SEC filing
Dec 27, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Not reported
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $9.1K (estimated)
Finders' fees: $0
Form D file number: 021-112652

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Fairview Securities, Inc.	35703

Source: Form D, filed Feb 16, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
C. Redington Barrett, Iii	Executive, Promoter
Robert Di Geronimo	Executive, Promoter
Benjamin Marino	Executive, Promoter
Adriaan Zur Muhlen	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

800 Boylston Street Suite 1325
Boston, MA, 02199