Form D · Hedge Fund

Permal Multi Manager Funds Lux Natural Resources Fund

L 2346 Luxembourg, N4 · CIK 0001372105

Offering snapshot reported Mar 23, 2018 · SEC filing

Reported sold: $329M
Investors reported: 28
Minimum accepted: $25K
First sale: Sep 12, 2002

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 23, 2018	Amendment	$328,599,078	$0vs Mar 16, 2017	28	SEC filing
Mar 16, 2017	Amendment	$328,599,078	$0vs Mar 14, 2016	28	SEC filing
Mar 14, 2016	Amendment	$328,599,078	$0vs Mar 16, 2015	28	SEC filing
Mar 16, 2015	Amendment	$328,599,078	$797,039vs Mar 14, 2014	28	SEC filing
Mar 14, 2014	Amendment	$327,802,039	$191,337vs Mar 13, 2013	26	SEC filing
Mar 13, 2013	Amendment	$327,610,702	$2,285,383vs Mar 15, 2012	13	SEC filing
Mar 15, 2012	Amendment	$325,325,319	-$76,788,697vs Mar 16, 2010	11	SEC filing
Mar 16, 2011	Initial	$461,283,345	No comparison	174	SEC filing
Mar 16, 2010	Amendment	$402,114,016	-$4,832,384vs Mar 18, 2009	188	SEC filing
Mar 18, 2009	Amendment	$406,946,400	No comparison	Not reported	SEC filing
Aug 3, 2006	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $273K (estimated)
Finders' fees: $0
Form D file number: 021-93441

The agreement with C.P. Eaton and Associates has been terminated since September 30, 2008.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
C P Eaton and Associates	31170

Source: Form D, filed Mar 23, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ENTRUSTPERMAL MULTI-MANAGER FUNDS (LUX) NATURAL RESOURCES FUND

Investment adviser: ENTRUST GLOBAL PARTNERS LLC

Gross asset value: $102K
Beneficial owners: 36
ADV minimum commitment: $25K

Reported in Form ADV on Oct 28, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (LUXEMBOURG) S.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS, SOCIÉTÉ COOPÉRATIVE LUXEMBOURG CITY, Luxembourg

Custodian CITCO BANK NEDERLAND N.V., LUXEMBOURG BRANCH LUXEMBOURG, Luxembourg Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS, SOCIÉTÉ COOPÉRATIVE
PCAOB 1328

Filing source

Form ADV 1684301 · Oct 28, 2022 · Schedule D 7.B.(1), fund 805-7577454644

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michel Delauzun	Director
Gary Gladstein	Director
Christopher Gruninger	Director
Edmond De La Haye Jousselin	Director
Raymond A Mason	Director
Isaac Souede	Director
William Waters	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Carre Bonn, 20 Rue De La Poste
L 2346 Luxembourg, N4, 00000